Wednesday, September 23, 2026 · continued — 422–491 of 491
Acquisition (code A) of 40,000 shares at $0 per share.
Reporting Person Bernstein Steven Lawrence · Officer Title CFO · Transaction Code A
Traded Jul 31, 2025 · Disclosed Sep 23, 2026FILED +419 DAYS
Source: SEC Form 4 · 0001185185-26-004246 · filed 2026-09-23 · View filing →
Acquisition (code A) of 30,000 shares at $0 per share.
Reporting Person Bernstein Steven Lawrence · Officer Title CFO · Transaction Code A
Traded Apr 30, 2026 · Disclosed Sep 23, 2026FILED +146 DAYS
Source: SEC Form 4 · 0001185185-26-004246 · filed 2026-09-23 · View filing →
Acquisition (code M) of 6,250 shares at $0 per share.
Reporting Person Reppas Tiah Norton · Officer Title Chief Accounting Officer · Transaction Code M
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001213900-26-102680 · filed 2026-09-23 · View filing →
Acquisition (code C) of 3,000 shares at $0 per share.
Reporting Person OBSTLER DAVID M · Officer Title Chief Financial Officer · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001561550-26-000318 · filed 2026-09-23 · View filing →
Acquisition (code C) of 3,000 shares at $0 per share.
Reporting Person OBSTLER DAVID M · Officer Title Chief Financial Officer · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001561550-26-000318 · filed 2026-09-23 · View filing →
Acquisition (code M) of 3,049 shares at $0 per share.
Reporting Person Klopfer Matthew Carl · Officer Title President, FPD · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001628280-26-063235 · filed 2026-09-23 · View filing →
Acquisition (code M) of 5,601 shares at $0.00 per share.
Reporting Person WALKER WAYNE REMELL · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001428761-26-000003 · filed 2026-09-23 · View filing →
Acquisition (code A) of 48,698 shares at $0 per share.
Reporting Person Milz Nichole · Officer Title Chief Operating Officer · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000950103-26-014395 · filed 2026-09-23 · View filing →
Acquisition (code A) of 7,646 shares at $0 per share.
Reporting Person Davis Keri · Officer Title CFO · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000950103-26-014393 · filed 2026-09-23 · View filing →
Acquisition (code A) of 1,372 shares at $0 per share.
Reporting Person Davis Keri · Officer Title CFO · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000950103-26-014393 · filed 2026-09-23 · View filing →
Acquisition (code A) of 49,688 shares at $0 per share.
Reporting Person Garner Todd W · Officer Title EVP and CFO · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001628280-26-063227 · filed 2026-09-23 · View filing →
Acquisition (code A) of 20,052 shares at $0 per share.
Reporting Person Davis Keri · Officer Title Chief Financial Officer · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000950103-26-014392 · filed 2026-09-23 · View filing →
Acquisition (code A) of 15,292 shares at $0 per share.
Reporting Person Kleinman Adam M · Officer Title CCO and Secretary · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000950103-26-014391 · filed 2026-09-23 · View filing →
Acquisition (code A) of 791 shares at $0 per share.
Reporting Person Kleinman Adam M · Officer Title CCO and Secretary · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000950103-26-014391 · filed 2026-09-23 · View filing →
Acquisition (code A) of 40,104 shares at $0 per share.
Reporting Person Kleinman Adam M · Officer Title President · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000950103-26-014389 · filed 2026-09-23 · View filing →
Acquisition (code A) of 1,396 shares at $0 per share.
Reporting Person Schoppert Wendy Lee · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001321558-26-000006 · filed 2026-09-23 · View filing →
Acquisition (code A) of 19,676 shares at $0 per share.
Reporting Person Santos Carlos E · Officer Title Chief Financial Officer · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0002097065-26-000005 · filed 2026-09-23 · View filing →
Acquisition (code A) of 137,501 shares at $0 per share.
Reporting Persons Reese Jason W. · Imperial Capital Asset Management, LLC · LONG BALL PARTNERS LLC · Imperial Capital Group Holdings II, LLC · Officer Title See remarks · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001193125-26-399423 · filed 2026-09-23 · View filing →
Acquisition (code C) of 40,000 shares at $0 per share.
Reporting Person How Antoinette · Officer Title Chief Accounting Officer · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0002083093-26-000006 · filed 2026-09-23 · View filing →
Acquisition (code M) of 22,728 shares at $0 per share.
Reporting Person Staley Gary W · Officer Title SVP Global Sales NSE · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000094 · filed 2026-09-23 · View filing →
Acquisition (code M) of 33,069 shares at $0 per share.
Reporting Person Staley Gary W · Officer Title SVP Global Sales NSE · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000094 · filed 2026-09-23 · View filing →
Acquisition (code M) of 24,654 shares at $0 per share.
Reporting Person Staley Gary W · Officer Title SVP Global Sales NSE · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000094 · filed 2026-09-23 · View filing →
Acquisition (code M) of 15,909 shares at $0 per share.
Reporting Person Siebert Kevin Christopher · Officer Title SVP Gen. Counsel & Secretary · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000092 · filed 2026-09-23 · View filing →
Acquisition (code M) of 23,148 shares at $0 per share.
Reporting Person Siebert Kevin Christopher · Officer Title SVP Gen. Counsel & Secretary · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000092 · filed 2026-09-23 · View filing →
Acquisition (code M) of 17,256 shares at $0 per share.
Reporting Person Siebert Kevin Christopher · Officer Title SVP Gen. Counsel & Secretary · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000092 · filed 2026-09-23 · View filing →
Acquisition (code M) of 18,490 shares at $0 per share.
Reporting Person Petrucci Anthony Michael · Officer Title SVP, Chief Operations Officer · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000090 · filed 2026-09-23 · View filing →
Acquisition (code M) of 19,318 shares at $0 per share.
Reporting Person McNab Paul · Officer Title EVP, Chief Mktg & Stgy Officer · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000088 · filed 2026-09-23 · View filing →
Acquisition (code M) of 28,108 shares at $0 per share.
Reporting Person McNab Paul · Officer Title EVP, Chief Mktg & Stgy Officer · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000088 · filed 2026-09-23 · View filing →
Acquisition (code M) of 22,188 shares at $0 per share.
Reporting Person McNab Paul · Officer Title EVP, Chief Mktg & Stgy Officer · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000088 · filed 2026-09-23 · View filing →
Acquisition (code M) of 165,909 shares at $0 per share.
Reporting Person KHAYKIN OLEG · Officer Title President & CEO · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000086 · filed 2026-09-23 · View filing →
Acquisition (code M) of 285,714 shares at $0 per share.
Reporting Person KHAYKIN OLEG · Officer Title President & CEO · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000086 · filed 2026-09-23 · View filing →
Acquisition (code M) of 236,685 shares at $0 per share.
Reporting Person KHAYKIN OLEG · Officer Title President & CEO · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000086 · filed 2026-09-23 · View filing →
Acquisition (code M) of 82,671 shares at $0 per share.
Reporting Person Daskal Ilan · Officer Title EVP, CFO · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000084 · filed 2026-09-23 · View filing →
Acquisition (code M) of 71,127 shares at $0 per share.
Reporting Person Daskal Ilan · Officer Title EVP, CFO · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000084 · filed 2026-09-23 · View filing →
Acquisition (code M) of 20,455 shares at $0 per share.
Reporting Person SCRIVANICH LUKE M · Officer Title SVP General Manager OSP · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000082 · filed 2026-09-23 · View filing →
Acquisition (code M) of 29,761 shares at $0 per share.
Reporting Person SCRIVANICH LUKE M · Officer Title SVP General Manager OSP · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000082 · filed 2026-09-23 · View filing →
Acquisition (code M) of 22,804 shares at $0 per share.
Reporting Person SCRIVANICH LUKE M · Officer Title SVP General Manager OSP · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000912093-26-000082 · filed 2026-09-23 · View filing →
Acquisition (code A) of 9,626 shares at $0 per share.
Reporting Person Atkins Howard I · Officer Title CFO and CTO · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001628280-26-063196 · filed 2026-09-23 · View filing →
Acquisition (code M) of 9,329 shares at $0 per share.
Reporting Person Li Carol Yun Yau · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001104659-26-109750 · filed 2026-09-23 · View filing →
Acquisition (code M) of 50,000 shares; price not stated (see filing).
Reporting Person Kilic Aydin · Officer Title President & CEO · Transaction Code M
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001062993-26-005067 · filed 2026-09-23 · View filing →
Acquisition (code M) of 25,000 shares; price not stated (see filing).
Reporting Person Saade Javier · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-044000 · filed 2026-09-23 · View filing →
Acquisition (code M) of 30,000 shares; price not stated (see filing).
Reporting Person Sharma Poonam · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043998 · filed 2026-09-23 · View filing →
Acquisition (code M) of 750,000 shares; price not stated (see filing).
Reporting Person Hennessy Thomas D · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043990 · filed 2026-09-23 · View filing →
Acquisition (code M) of 5,203,333 shares; price not stated (see filing).
Reporting Person Hennessy Thomas D · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043990 · filed 2026-09-23 · View filing →
Acquisition (code M) of 41,666 shares; price not stated (see filing).
Reporting Person Hennessy Thomas D · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043990 · filed 2026-09-23 · View filing →
Acquisition (code M) of 5,203,333 shares; price not stated (see filing).
Reporting Person HENNESSY DANIEL J · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043988 · filed 2026-09-23 · View filing →
Acquisition (code M) of 41,666 shares; price not stated (see filing).
Reporting Person HENNESSY DANIEL J · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043988 · filed 2026-09-23 · View filing →
Acquisition (code M) of 5,203,333 shares; price not stated (see filing).
Reporting Persons HC VII Sponsor LLC · Hennessy Capital Group LLC · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043985 · filed 2026-09-23 · View filing →
Acquisition (code M) of 41,666 shares; price not stated (see filing).
Reporting Persons HC VII Sponsor LLC · Hennessy Capital Group LLC · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043985 · filed 2026-09-23 · View filing →
Acquisition (code M) of 250,000 shares; price not stated (see filing).
Reporting Person Geeza Nicholas Boris · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043983 · filed 2026-09-23 · View filing →
Acquisition (code M) of 25,000 shares; price not stated (see filing).
Reporting Person BRUNELLE ANNA S. · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043980 · filed 2026-09-23 · View filing →
Acquisition (code M) of 25,000 shares; price not stated (see filing).
Reporting Person Bonner Brian · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043978 · filed 2026-09-23 · View filing →
Acquisition (code M) of 25,000 shares; price not stated (see filing).
Reporting Person Allen Grant R · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001493152-26-043976 · filed 2026-09-23 · View filing →
Acquisition (code C) of 2,002,310 shares; price not stated (see filing).
Reporting Person GORDON CARL L · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000881 · filed 2026-09-23 · View filing →
Acquisition (code C) of 1,087,934 shares; price not stated (see filing).
Reporting Person GORDON CARL L · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000881 · filed 2026-09-23 · View filing →
Acquisition (code C) of 1,703,314 shares; price not stated (see filing).
Reporting Person GORDON CARL L · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000881 · filed 2026-09-23 · View filing →
Acquisition (code C) of 758,279 shares; price not stated (see filing).
Reporting Person GORDON CARL L · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000881 · filed 2026-09-23 · View filing →
Acquisition (code C) of 2,002,310 shares; price not stated (see filing).
Reporting Persons ORBIMED ADVISORS LLC · OrbiMed Capital GP VII LLC · OrbiMed Genesis GP LLC · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000880 · filed 2026-09-23 · View filing →
Acquisition (code C) of 1,087,934 shares; price not stated (see filing).
Reporting Persons ORBIMED ADVISORS LLC · OrbiMed Capital GP VII LLC · OrbiMed Genesis GP LLC · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000880 · filed 2026-09-23 · View filing →
Acquisition (code C) of 1,703,314 shares; price not stated (see filing).
Reporting Persons ORBIMED ADVISORS LLC · OrbiMed Capital GP VII LLC · OrbiMed Genesis GP LLC · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000880 · filed 2026-09-23 · View filing →
Acquisition (code C) of 758,279 shares; price not stated (see filing).
Reporting Persons ORBIMED ADVISORS LLC · OrbiMed Capital GP VII LLC · OrbiMed Genesis GP LLC · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0000947871-26-000880 · filed 2026-09-23 · View filing →
Acquisition (code M) of 235,163 shares; price not stated (see filing).
Reporting Person Kupriienko Serhii · Transaction Code M
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001104659-26-110003 · filed 2026-09-23 · View filing →
Acquisition (code M) of 2,223 shares; price not stated (see filing).
Reporting Person Burkhart Erin · Officer Title SVP, Controllership · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001927648-26-000005 · filed 2026-09-23 · View filing →
Acquisition (code M) of 8,216 shares; price not stated (see filing).
Reporting Person MORITZ MICHAEL J · Transaction Code M
Traded Sep 15, 2026 · Disclosed Sep 23, 2026FILED +8 DAYS
Source: SEC Form 4 · 0001201045-26-000003 · filed 2026-09-23 · View filing →
Acquisition (code A) of 2,433 shares; price not stated (see filing).
Reporting Person Miele Laura · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001670477-26-000011 · filed 2026-09-23 · View filing →
Acquisition (code A) of 2,892 shares; price not stated (see filing).
Reporting Person Durkin Dennis M · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001543789-26-000010 · filed 2026-09-23 · View filing →
Acquisition (code A) of 2,433 shares; price not stated (see filing).
Reporting Person Banse Amy · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001550029-26-000009 · filed 2026-09-23 · View filing →
Acquisition (code A) of 2,892 shares; price not stated (see filing).
Reporting Person Perez Alexandre · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001861118-26-000008 · filed 2026-09-23 · View filing →
Acquisition (code A) of 2,433 shares; price not stated (see filing).
Reporting Person Helmersson Helena · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0002112397-26-000010 · filed 2026-09-23 · View filing →
Acquisition (code C) of 259,166 shares; price not stated (see filing).
Reporting Person Tenev Vladimir · Officer Title Chief Executive Officer · Transaction Code C
Traded Sep 21, 2026 · Disclosed Sep 23, 2026
Source: SEC Form 4 · 0001871006-26-000008 · filed 2026-09-23 · View filing →