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Great Elm Group, Inc.

GEG · CIK 0001831096

SEC FORM 4
$0.00

Great Elm Group, Inc. (GEG)

Acquisition (code A) of 40,104 shares at $0 per share.

Reporting Person Kleinman Adam M · Officer Title President · Transaction Code A

Traded Sep 21, 2026 · Disclosed Sep 23, 2026

Source: SEC Form 4 · 0000950103-26-014389 · filed 2026-09-23 · View filing →

SEC FORM 4
$37,339.05

Great Elm Group, Inc. (GEG)

Disposition (code F) of 17,367 shares at $2.15 per share.

Reporting Person Kleinman Adam M · Officer Title President · Transaction Code F

Traded Sep 21, 2026 · Disclosed Sep 23, 2026

Source: SEC Form 4 · 0000950103-26-014389 · filed 2026-09-23 · View filing →

SEC FORM 4
$0.00

Great Elm Group, Inc. (GEG)

Acquisition (code A) of 20,052 shares at $0 per share.

Reporting Person Davis Keri · Officer Title Chief Financial Officer · Transaction Code A

Traded Sep 21, 2026 · Disclosed Sep 23, 2026

Source: SEC Form 4 · 0000950103-26-014392 · filed 2026-09-23 · View filing →

SEC FORM 4
$16,430.30

Great Elm Group, Inc. (GEG)

Disposition (code F) of 7,642 shares at $2.15 per share.

Reporting Person Davis Keri · Officer Title Chief Financial Officer · Transaction Code F

Traded Sep 21, 2026 · Disclosed Sep 23, 2026

Source: SEC Form 4 · 0000950103-26-014392 · filed 2026-09-23 · View filing →

SEC FORM 4
$0.00

Great Elm Group, Inc. (GEG)

Acquisition (code A) of 48,698 shares at $0 per share.

Reporting Person Milz Nichole · Officer Title Chief Operating Officer · Transaction Code A

Traded Sep 21, 2026 · Disclosed Sep 23, 2026

Source: SEC Form 4 · 0000950103-26-014395 · filed 2026-09-23 · View filing →

SEC FORM 4
$50,957.15

Great Elm Group, Inc. (GEG)

Disposition (code F) of 23,701 shares at $2.15 per share.

Reporting Person Milz Nichole · Officer Title Chief Operating Officer · Transaction Code F

Traded Sep 21, 2026 · Disclosed Sep 23, 2026

Source: SEC Form 4 · 0000950103-26-014395 · filed 2026-09-23 · View filing →

SEC FORM 4
$0.00

Great Elm Group, Inc. (GEG)

Acquisition (code A) of 137,501 shares at $0 per share.

Reporting Persons Reese Jason W. · Imperial Capital Asset Management, LLC · LONG BALL PARTNERS LLC · Imperial Capital Group Holdings II, LLC · Officer Title See remarks · Transaction Code A

Traded Sep 21, 2026 · Disclosed Sep 23, 2026

Source: SEC Form 4 · 0001193125-26-399423 · filed 2026-09-23 · View filing →