Tuesday, September 1, 2026 · continued — 582–651 of 755
Sale of 1,304 shares at $2.85 per share.
Reporting Person Cohen Neil Harris · Transaction Code S
Traded Aug 27, 2026 · Disclosed Sep 1, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001178913-26-004371 · filed 2026-09-01 · View filing →
Purchase of 200 shares at $18.22 per share.
Reporting Person Winmill William McCollum · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628873-26-000093 · filed 2026-09-01 · View filing →
Acquisition (code L) of 1,658 shares at $2.1904 per share.
Reporting Person Liu Chang · Officer Title Chief Executive Officer · Transaction Code L
Traded Aug 27, 2026 · Disclosed Sep 1, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001193125-26-377431 · filed 2026-09-01 · View filing →
Disposition (code F) of 6,728 shares at $0.49 per share.
Reporting Person Evans Kimberly Peterson · Officer Title General Counsel · Transaction Code F
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002123334-26-000003 · filed 2026-09-01 · View filing →
Sale of 100 shares at $30.89 per share.
Reporting Person Mulligan Brendan · Officer Title General Counsel and Secretary · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002073801-26-000039 · filed 2026-09-01 · View filing →
Disposition (code F) of 106 shares at $28.83 per share.
Reporting Person VOLLMER SONYA · Officer Title Chief Human Resources Officer · Transaction Code F
Traded Aug 30, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001903398-26-000002 · filed 2026-09-01 · View filing →
Acquisition (code M) of 5,000 shares at $0.60 per share.
Reporting Person Cantwell Wayne C · Transaction Code M
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001888679-26-000003 · filed 2026-09-01 · View filing →
Purchase of 10,000 shares at $0.2804 per share.
Reporting Person Lialin Tony Serge · Officer Title Chief Commercial Officer · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001193125-26-378358 · filed 2026-09-01 · View filing →
Sale of 1,000 shares at $2.80 per share.
Reporting Person Cohen Neil Harris · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001178913-26-004371 · filed 2026-09-01 · View filing →
Acquisition (code M) of 1,452 shares at $1.86 per share.
Reporting Person Hansen Gwenn · Officer Title Chief Scientific Officer · Transaction Code M
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001817160-26-000019 · filed 2026-09-01 · View filing →
Sale of 3,282 shares at $0.79 per share.
Reporting Person Xu Cong Claire · Officer Title EVP, Clinical Development · Transaction Code S
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002114309-26-000007 · filed 2026-09-01 · View filing →
Acquisition (code A) of 31 shares at $79.09 per share.
Reporting Person Hudson Susan Claire · Officer Title Chief Legal Officer · Transaction Code A
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059841 · filed 2026-09-01 · View filing →
Purchase of 756 shares at $2.95 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001437749-26-029374 · filed 2026-09-01 · View filing →
Purchase of 500 shares at $4.397 per share.
Reporting Person Mink Brook Asset Management LLC · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059868 · filed 2026-09-01 · View filing →
Disposition (code F) of 74 shares at $28.83 per share.
Reporting Person Grantham Terra Lee · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 30, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002115312-26-000002 · filed 2026-09-01 · View filing →
Disposition (code F) of 22,523 shares at $0.0816 per share.
Reporting Person Shaw Timothy · Officer Title Chief Operating Officer · Transaction Code F
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001522767-26-000170 · filed 2026-09-01 · View filing →
Purchase of 24 shares at $76.32 per share.
Reporting Person Guillaume Stephen J · Officer Title SENIOR VICE PRESIDENT · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000739421-26-000073 · filed 2026-09-01 · View filing →
Sale of 10 shares at $182.5 per share.
Reporting Person Navratil Tomas · Officer Title CHIEF DEVELOPMENT OFFICER · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001920053-26-000026 · filed 2026-09-01 · View filing →
Purchase of 105 shares at $13.76 per share.
Reporting Person DeLuca John Garrett · Officer Title CFO · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002017181-26-000005 · filed 2026-09-01 · View filing →
Disposition (code F) of 47 shares at $28.83 per share.
Reporting Person Dixon Robert Michael · Officer Title Chief Digital Officer · Transaction Code F
Traded Aug 30, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002116673-26-000002 · filed 2026-09-01 · View filing →
Purchase of 100 shares at $13.02 per share.
Reporting Person Carter Ryan Stuart · Officer Title Executive Vice President · Transaction Code P
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002127924-26-000015 · filed 2026-09-01 · View filing →
Acquisition (code L) of 167.5991 shares at $5.94 per share.
Reporting Person HARWOOD MICHAEL PHILIP · Transaction Code L
Traded Jul 2, 2026 · Disclosed Sep 1, 2026FILED +61 DAYS
Source: SEC Form 4 · 0002097014-26-000004 · filed 2026-09-01 · View filing →
Acquisition (code L) of 209.4096 shares at $4.75 per share.
Reporting Person HARWOOD MICHAEL PHILIP · Transaction Code L
Traded Jul 29, 2026 · Disclosed Sep 1, 2026FILED +34 DAYS
Source: SEC Form 4 · 0002097014-26-000004 · filed 2026-09-01 · View filing →
Acquisition (code L) of 255.5181 shares at $3.88 per share.
Reporting Person HARWOOD MICHAEL PHILIP · Transaction Code L
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002097014-26-000004 · filed 2026-09-01 · View filing →
Sale of 135 shares at $7.3074 per share.
Reporting Person Knight Margaret · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059857 · filed 2026-09-01 · View filing →
Purchase of 200 shares at $4.3624 per share.
Reporting Person Mink Brook Asset Management LLC · Transaction Code P
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059868 · filed 2026-09-01 · View filing →
Sale of 5 shares at $159.36 per share.
Reporting Person Sarowitz Steven I · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001597870-26-000013 · filed 2026-09-01 · View filing →
Sale of 21 shares at $33.88 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 21 shares at $33.88 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 21 shares at $33.88 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 21 shares at $33.88 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Purchase of 1 shares at $369.47 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001437749-26-029371 · filed 2026-09-01 · View filing →
Disposition (code F) of 49 shares at $3.04 per share.
Reporting Person BIERE PETER · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059786 · filed 2026-09-01 · View filing →
Disposition (code F) of 48 shares at $2.67 per share.
Reporting Person Miller Michael Francis · Officer Title Chief Technology Officer · Transaction Code F
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002120516-26-000016 · filed 2026-09-01 · View filing →
Purchase of 10 shares at $12 per share.
Reporting Person Winn Charles Brent Jr. · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001808471-26-000017 · filed 2026-09-01 · View filing →
Purchase of 16 shares at $5.10 per share.
Reporting Person Green William C · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001104659-26-104321 · filed 2026-09-01 · View filing →
Purchase of 1 shares at $5.00 per share.
Reporting Person TAGLICH ROBERT · Transaction Code P
Traded Aug 27, 2026 · Disclosed Sep 1, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001493152-26-041129 · filed 2026-09-01 · View filing →
Acquisition (code A) of 165,829 shares at $0 per share.
Reporting Person Anderman David · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001193125-26-379091 · filed 2026-09-01 · View filing →
Acquisition (code A) of 3,358 shares at $0 per share.
Reporting Person Place Jeffrey B. · Officer Title Chief Supply Chain Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001040 · filed 2026-09-01 · View filing →
Disposition (code F) of 3,679 shares at $0 per share.
Reporting Person Pestridge Simon James · Officer Title Chief Marketing Officer · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001336917-26-000123 · filed 2026-09-01 · View filing →
Acquisition (code A) of 1,612 shares at $0 per share.
Reporting Person Mocciaro Ilaria · Officer Title Chief Accounting Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001039 · filed 2026-09-01 · View filing →
Acquisition (code A) of 2,449 shares at $0 per share.
Reporting Person Mocciaro Ilaria · Officer Title Chief Accounting Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001039 · filed 2026-09-01 · View filing →
Acquisition (code A) of 8,731 shares at $0 per share.
Reporting Person Luther Sherri R · Officer Title CFO and Treasurer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001038 · filed 2026-09-01 · View filing →
Acquisition (code A) of 5,373 shares at $0 per share.
Reporting Person Eng Julie Sheridan · Officer Title Chief Technology Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001037 · filed 2026-09-01 · View filing →
Acquisition (code A) of 11,960 shares at $0 per share.
Reporting Person Eng Julie Sheridan · Officer Title Chief Technology Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001037 · filed 2026-09-01 · View filing →
Acquisition (code A) of 5,373 shares at $0 per share.
Reporting Person Beard Robert P · Officer Title Chief Strategy & Legal Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001036 · filed 2026-09-01 · View filing →
Acquisition (code A) of 30,564 shares at $0 per share.
Reporting Person ANDERSON JAMES ROBERT · Officer Title CEO · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000899140-26-001035 · filed 2026-09-01 · View filing →
Acquisition (code A) of 108,604 shares at $0 per share.
Reporting Person Jewell Renee Marie-Bentley · Officer Title Chief Accounting Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001506293-26-000121 · filed 2026-09-01 · View filing →
Acquisition (code A) of 19,060 shares at $0 per share.
Reporting Person Benton Ryan A · Officer Title Interim CEO · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001564606-26-000013 · filed 2026-09-01 · View filing →
Acquisition (code A) of 12,512 shares at $0 per share.
Reporting Person Truong Kristina · Officer Title Chief Accounting Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002052363-26-000052 · filed 2026-09-01 · View filing →
Acquisition (code A) of 18,546 shares at $0 per share.
Reporting Person Chakravarthy Arthi · Officer Title Chief Legal Officer · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001975015-26-000049 · filed 2026-09-01 · View filing →
Acquisition (code A) of 250,376 shares at $0 per share.
Reporting Person RHINES WALDEN C · Officer Title Chief Executive Officer · Transaction Code A
Traded Aug 29, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059949 · filed 2026-09-01 · View filing →
Acquisition (code C) of 88,618 shares at $0 per share.
Reporting Person Britt Christopher R · Officer Title Chief Executive Officer · Transaction Code C
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002061801-26-000015 · filed 2026-09-01 · View filing →
Acquisition (code A) of 89,697 shares at $0 per share.
Reporting Person Talluri Rajendra K · Officer Title CEO · Transaction Code A
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001961877-26-000046 · filed 2026-09-01 · View filing →
Acquisition (code A) of 5,714 shares at $0 per share.
Reporting Person Nijhawan Pardeep · Officer Title Chief Executive Officer · Transaction Code A
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001171843-26-005844 · filed 2026-09-01 · View filing →
Acquisition (code A) of 27,688 shares at $0 per share.
Reporting Person SMITH BRADFORD L · Officer Title Vice Chair and President · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000789019-26-000159 · filed 2026-09-01 · View filing →
Acquisition (code A) of 12,684 shares at $0 per share.
Reporting Person Numoto Takeshi · Officer Title EVP, Chief Marketing Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000789019-26-000158 · filed 2026-09-01 · View filing →
Acquisition (code A) of 178,622 shares at $0 per share.
Reporting Person Nadella Satya · Officer Title Chief Executive Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000789019-26-000157 · filed 2026-09-01 · View filing →
Acquisition (code A) of 5,575 shares at $0 per share.
Reporting Person Jolla Alice L. · Officer Title Chief Accounting Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000789019-26-000156 · filed 2026-09-01 · View filing →
Acquisition (code A) of 31,260 shares at $0 per share.
Reporting Person Hood Amy · Officer Title EVP, Chief Financial Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000789019-26-000155 · filed 2026-09-01 · View filing →
Acquisition (code A) of 29,724 shares at $0 per share.
Reporting Person Althoff Judson · Officer Title EVP, Chief Commercial Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000789019-26-000153 · filed 2026-09-01 · View filing →
Acquisition (code M) of 44,803 shares at $0 per share.
Reporting Person Wu Naixi · Officer Title Chief Financial Officer · Transaction Code M
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001193125-26-378775 · filed 2026-09-01 · View filing →
Acquisition (code M) of 90,752 shares at $0 per share.
Reporting Person McClymont Donald · Officer Title Chief Executive Officer · Transaction Code M
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001866018-26-000020 · filed 2026-09-01 · View filing →
Acquisition (code M) of 8,598 shares at $0 per share.
Reporting Person schiller Thomas · Transaction Code M
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001865418-26-000010 · filed 2026-09-01 · View filing →
Acquisition (code M) of 32,958 shares at $0 per share.
Reporting Person Wittmann Michael · Officer Title Chief Operating Officer · Transaction Code M
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002009989-26-000025 · filed 2026-09-01 · View filing →
Acquisition (code M) of 6,250 shares at $0 per share.
Reporting Person Wittmann Michael · Officer Title Chief Operating Officer · Transaction Code M
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002009989-26-000025 · filed 2026-09-01 · View filing →
Acquisition (code A) of 117,924 shares at $0 per share.
Reporting Person Gleason Scott · Officer Title Chief Financial Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001883387-26-000005 · filed 2026-09-01 · View filing →
Acquisition (code A) of 107,611 shares at $0 per share.
Reporting Person Person Julie · Officer Title Chief People Officer · Transaction Code A
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001946505-26-000009 · filed 2026-09-01 · View filing →
Acquisition (code A) of 100,885 shares at $0 per share.
Reporting Person Kratz Erica · Officer Title Chief Reg. & Quality Officer · Transaction Code A
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002148785-26-000009 · filed 2026-09-01 · View filing →
Acquisition (code A) of 58,850 shares at $0 per share.
Reporting Person Hopkins Janet Jill · Officer Title Chief Medical Officer · Transaction Code A
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001997710-26-000004 · filed 2026-09-01 · View filing →