Wednesday, August 12, 2026 · continued — 941–1010 of 1163
STOCK ACT PTR
$1,001 - $15,000
Sale.
Filer Charles J. "Chuck" Fleischmann · Chamber House · District TN03 · Owner Joint · Transaction Type Sale · Asset Type ETF
Traded Jul 28, 2026 · Disclosed Aug 12, 2026FILED +15 DAYS
Source: House Clerk PTR · 9116290 · filed 2026-08-12 · View filing →
Disposition (code F) of 6,997 shares at $1.13 per share.
Reporting Person Omer Matthew · Officer Title CFO · Transaction Code F
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001999846-26-000004 · filed 2026-08-12 · View filing →
Disposition (code F) of 39 shares at $199.54 per share.
Reporting Person Pickering Evan · Officer Title General Counsel · Transaction Code F
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002095744-26-000012 · filed 2026-08-12 · View filing →
Purchase of 20,000 shares at $.3749 per share.
Reporting Person LORD ALBERT L · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001683168-26-006291 · filed 2026-08-12 · View filing →
Purchase of 20,000 shares at $0.3721 per share.
Reporting Person LORD ALBERT L · Transaction Code P
Traded Aug 12, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001683168-26-006291 · filed 2026-08-12 · View filing →
Disposition (code F) of 87 shares at $84.29 per share.
Reporting Person Garrett Brenna C · Officer Title SVP, CCO · Transaction Code F
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002095080-26-000005 · filed 2026-08-12 · View filing →
Sale of 79 shares at $92.4901 per share.
Reporting Person McBee Brannin · Officer Title Chief Development Officer · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001769628-26-000374 · filed 2026-08-12 · View filing →
Purchase of 20,000 shares at $.3607 per share.
Reporting Person LORD ALBERT L · Transaction Code P
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001683168-26-006291 · filed 2026-08-12 · View filing →
Disposition (code F) of 35 shares at $199.54 per share.
Reporting Person Eaton Timothy Mathias · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002043379-26-000010 · filed 2026-08-12 · View filing →
Sale of 125 shares at $55.72 per share.
Reporting Person OLSCHAN BRIAN S · Officer Title President and COO · Transaction Code S
Traded Aug 7, 2026 · Disclosed Aug 12, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001193125-26-346964 · filed 2026-08-12 · View filing →
Purchase of 400 shares at $17.29 per share.
Reporting Person Servat Jean-Luc · Transaction Code P
Traded Aug 12, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001437749-26-027431 · filed 2026-08-12 · View filing →
Disposition (code F) of 219 shares at $31.46 per share.
Reporting Person Thauberger Matthew · Transaction Code F
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002148161-26-000008 · filed 2026-08-12 · View filing →
Acquisition (code M) of 1,042 shares at $6.57 per share.
Reporting Person Gracey Craig · Officer Title Chief Accounting Officer · Transaction Code M
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001610717-26-000355 · filed 2026-08-12 · View filing →
Sale of 1,966 shares at $3.4500 per share.
Reporting Person Bambino 255 V V UG haftungsbeschrankt · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001575872-26-000566 · filed 2026-08-12 · View filing →
Purchase of 5,000 shares at $1.34 per share.
Reporting Person Bohjalian Thomas N · Transaction Code P
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001193125-26-347197 · filed 2026-08-12 · View filing →
Disposition (code F) of 79 shares at $84.29 per share.
Reporting Person Sewell Brandon Elliot · Officer Title Interim CFO · Transaction Code F
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002119429-26-000007 · filed 2026-08-12 · View filing →
Disposition (code F) of 24 shares at $267.30 per share.
Reporting Person McDuffie Melkeya · Officer Title Senior VP, Human Resources · Transaction Code F
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001031203-26-000132 · filed 2026-08-12 · View filing →
Purchase of 5,000 shares at $1.25 per share.
Reporting Person Amlani Ajay K · Officer Title President & CEO · Transaction Code P
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001193125-26-347341 · filed 2026-08-12 · View filing →
Sale of 500 shares at $12.32 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Sale of 500 shares at $12.32 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Purchase of 500 shares at $12.29 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Purchase of 500 shares at $12.29 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Purchase of 4,616 shares at $1.33 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001475597-26-000196 · filed 2026-08-12 · View filing →
Sale of 4,329 shares at $1.41 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001475597-26-000196 · filed 2026-08-12 · View filing →
Purchase of 1,000 shares at $5.91 per share.
Reporting Person SELL MORITZ A · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001398344-26-014213 · filed 2026-08-12 · View filing →
Sale of 200 shares at $29.4393 per share.
Reporting Person MANIX ANN · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001035145-26-000004 · filed 2026-08-12 · View filing →
Sale of 418 shares at $13.82 per share.
Reporting Person Gibber David B · Officer Title EVP & Chief Legal Officer · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001773926-26-000005 · filed 2026-08-12 · View filing →
Disposition (code F) of 28 shares at $199.54 per share.
Reporting Person Eaton Timothy Mathias · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002043379-26-000010 · filed 2026-08-12 · View filing →
Purchase of 750 shares at $7.37 per share.
Reporting Person Ngai Anthony K.K. · Transaction Code P
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001628280-26-056349 · filed 2026-08-12 · View filing →
Acquisition (code M) of 679 shares at $8.04 per share.
Reporting Person Doyle Mittie · Officer Title Chief Medical Officer · Transaction Code M
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001918845-26-000026 · filed 2026-08-12 · View filing →
Sale of 30 shares at $179.9889 per share.
Reporting Person HERSHEY TRUST CO TRUSTEE IN TRUST FOR MILTON HERSHEY SCHOOL · Transaction Code S
Traded Aug 12, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000950142-26-002323 · filed 2026-08-12 · View filing →
Disposition (code F) of 27 shares at $199.54 per share.
Reporting Person Pickering Evan · Officer Title General Counsel · Transaction Code F
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002095744-26-000012 · filed 2026-08-12 · View filing →
Acquisition (code M) of 694 shares at $7.68 per share.
Reporting Person Cook Steven L. · Officer Title Chief Financial Officer · Transaction Code M
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001610717-26-000356 · filed 2026-08-12 · View filing →
Sale of 26 shares at $197.63 per share.
Reporting Person Mansueto Joseph D · Officer Title Executive Chairman · Transaction Code S
Traded Aug 12, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001324069-26-000037 · filed 2026-08-12 · View filing →
Sale of 700 shares at $7.2755 per share.
Reporting Person Bo-Linn Cheemin · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001628280-26-056345 · filed 2026-08-12 · View filing →
Sale of 100,000 shares at $0.05 per share.
Reporting Person MacGregor Bannor Michael · Officer Title CEO · Transaction Code S
Traded Aug 6, 2026 · Disclosed Aug 12, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001493152-26-037399 · filed 2026-08-12 · View filing →
Sale of 765 shares at $6.36 per share.
Reporting Persons HHCF Series 21 Sub, LLC · HHCF Series 21 Sub Holdco, LLC · Hawthorn Horizon Credit Fund LLC, Series 21 · Risser Lane · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001104659-26-094993 · filed 2026-08-12 · View filing →
Acquisition (code X) of 486,264 shares at $0.01 per share.
Reporting Persons HHCF Series 21 Sub, LLC · HHCF Series 21 Sub Holdco, LLC · Hawthorn Horizon Credit Fund LLC, Series 21 · Risser Lane · Transaction Code X
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001104659-26-094993 · filed 2026-08-12 · View filing →
Sale of 100 shares at $46.99 per share.
Reporting Person Douglass Jeffrey S · Officer Title VP, MARKETING · Transaction Code S
Traded Aug 12, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001928584-26-000006 · filed 2026-08-12 · View filing →
Sale of 100 shares at $46.98 per share.
Reporting Person Douglass Jeffrey S · Officer Title VP, MARKETING · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001928584-26-000006 · filed 2026-08-12 · View filing →
Sale of 100 shares at $46.90 per share.
Reporting Person Douglass Jeffrey S · Officer Title VP, MARKETING · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001928584-26-000006 · filed 2026-08-12 · View filing →
Sale of 50 shares at $93.501 per share.
Reporting Person McBee Brannin · Officer Title Chief Development Officer · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001769628-26-000374 · filed 2026-08-12 · View filing →
Sale of 580 shares at $7.2755 per share.
Reporting Person Tewksbury Ted L III · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001628280-26-056346 · filed 2026-08-12 · View filing →
Sale of 322 shares at $12.32 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Sale of 322 shares at $12.32 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Purchase of 322 shares at $12.29 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Purchase of 322 shares at $12.29 per share.
Reporting Persons BANK OF AMERICA CORP /DE/ · MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000070858-26-000439 · filed 2026-08-12 · View filing →
Purchase of 4,016 shares at $0.944 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001475597-26-000194 · filed 2026-08-12 · View filing →
Sale of 1,946 shares at $1.8 per share.
Reporting Person MILLS KEVIN J · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0000944075-26-000062 · filed 2026-08-12 · View filing →
Disposition (code F) of 2,010 shares at $1.73 per share.
Reporting Person Walther Donald E. · Officer Title Chief Legal Officer · Transaction Code F
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001740119-26-000006 · filed 2026-08-12 · View filing →
Sale of 88 shares at $38.43 per share.
Reporting Person Fordyce Marshall · Officer Title PRESIDENT AND CEO · Transaction Code S
Traded Jun 23, 2026 · Disclosed Aug 12, 2026FILED +50 DAYS
Source: SEC Form 4 · 0001859453-26-000012 · filed 2026-08-12 · View filing →
Sale of 348 shares at $9.06 per share.
Reporting Person Knopp Kevin J. · Officer Title President and CEO · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001836523-26-000011 · filed 2026-08-12 · View filing →
Sale of 33 shares at $91.6035 per share.
Reporting Person McBee Brannin · Officer Title Chief Development Officer · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001769628-26-000374 · filed 2026-08-12 · View filing →
Disposition (code F) of 2,621 shares at $1.13 per share.
Reporting Person Peretti Jonah · Officer Title President of BuzzFeed AI · Transaction Code F
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001886657-26-000006 · filed 2026-08-12 · View filing →
Sale of 100 shares at $29.5293 per share.
Reporting Person MANIX ANN · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001035145-26-000004 · filed 2026-08-12 · View filing →
Purchase of 100 shares at $27.05 per share.
Reporting Person SYREK MICHAEL A · Officer Title President - Bank of the James · Transaction Code P
Traded Aug 7, 2026 · Disclosed Aug 12, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001437749-26-027272 · filed 2026-08-12 · View filing →
Purchase of 100 shares at $24.30 per share.
Reporting Person FOSS ERIC J · Officer Title Exec. Chair and CEO · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001493152-26-037375 · filed 2026-08-12 · View filing →
Purchase of 756 shares at $2.99 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001437749-26-027250 · filed 2026-08-12 · View filing →
Sale of 2,280 shares at $0.97 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001475597-26-000194 · filed 2026-08-12 · View filing →
Sale of 252 shares at $6.36 per share.
Reporting Persons HHCF Series 21 Sub, LLC · HHCF Series 21 Sub Holdco, LLC · Hawthorn Horizon Credit Fund LLC, Series 21 · Risser Lane · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001104659-26-094993 · filed 2026-08-12 · View filing →
Acquisition (code X) of 160,000 shares at $0.01 per share.
Reporting Persons HHCF Series 21 Sub, LLC · HHCF Series 21 Sub Holdco, LLC · Hawthorn Horizon Credit Fund LLC, Series 21 · Risser Lane · Transaction Code X
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001104659-26-094993 · filed 2026-08-12 · View filing →
Sale of 17 shares at $92.4929 per share.
Reporting Person McBee Brannin · Officer Title Chief Development Officer · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001769628-26-000372 · filed 2026-08-12 · View filing →
Disposition (code F) of 885 shares at $1.73 per share.
Reporting Person Gizinski Daniel · Officer Title President, S&S Comm. Segment · Transaction Code F
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0002034782-26-000017 · filed 2026-08-12 · View filing →
Sale of 4 shares at $367 per share.
Reporting Person OYLER JOHN · Officer Title Chief Executive Officer · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001042047-26-000019 · filed 2026-08-12 · View filing →
Sale of 40 shares at $34.40 per share.
Reporting Person Riley Corey Neil · Officer Title CIO & CCO · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001628280-26-056050 · filed 2026-08-12 · View filing →
Sale of 75 shares at $18.01 per share.
Reporting Person Curtis Cassandra Nicole · Officer Title Chief Innovation Officer · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001193125-26-347380 · filed 2026-08-12 · View filing →
Sale of 41 shares at $30.00 per share.
Reporting Person Ford Russell Wayne · Officer Title Chief Executive Officer · Transaction Code S
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001193125-26-347396 · filed 2026-08-12 · View filing →
Purchase of 994 shares at $1.23 per share.
Reporting Person Amlani Ajay K · Officer Title President & CEO · Transaction Code P
Traded Aug 12, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001193125-26-347341 · filed 2026-08-12 · View filing →
Sale of 153 shares at $7.55 per share.
Reporting Person Zaslav David · Officer Title Chief Executive Officer & Pres · Transaction Code S
Traded Aug 22, 2024 · Disclosed Aug 12, 2026FILED +720 DAYS
Source: SEC Form 4 · 0001318285-26-000015 · filed 2026-08-12 · View filing →
Sale of 33 shares at $29.5591 per share.
Reporting Person MANIX ANN · Transaction Code S
Traded Aug 11, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001035145-26-000004 · filed 2026-08-12 · View filing →