Tuesday, September 1, 2026 · continued — 415–484 of 755
STOCK ACT PTR
$15,001 - $50,000
Sale.
Filer Richard Blumenthal · Chamber Senate · District CT · Owner Spouse · Transaction Type Sale · Asset Type Stock · Lot 29 of 38 disclosed in this filing
Traded Aug 6, 2026 · Disclosed Sep 1, 2026FILED +26 DAYS
Source: Senate eFD PTR · 929216d5-5dbd-429c-858c-1e9332924627 · filed 2026-09-01 · View filing →
STOCK ACT PTR
$15,001 - $50,000
Sale.
Filer Richard Blumenthal · Chamber Senate · District CT · Owner Spouse · Transaction Type Sale · Asset Type Stock · Lot 31 of 38 disclosed in this filing
Traded Aug 7, 2026 · Disclosed Sep 1, 2026FILED +25 DAYS
Source: Senate eFD PTR · 929216d5-5dbd-429c-858c-1e9332924627 · filed 2026-09-01 · View filing →
STOCK ACT PTR
$15,001 - $50,000
Sale.
Filer Richard Blumenthal · Chamber Senate · District CT · Owner Spouse · Transaction Type Sale · Asset Type Stock · Lot 35 of 38 disclosed in this filing
Traded Aug 11, 2026 · Disclosed Sep 1, 2026FILED +21 DAYS
Source: Senate eFD PTR · 929216d5-5dbd-429c-858c-1e9332924627 · filed 2026-09-01 · View filing →
Acquisition (code A) of 237.2609 shares at $136.98 per share.
Reporting Person Macpherson Donald G · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059915 · filed 2026-09-01 · View filing →
Sale of 956 shares at $33.88 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 325 shares at $97.44 per share.
Reporting Person Sweet Leah · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001609711-26-000098 · filed 2026-09-01 · View filing →
Sale of 325 shares at $97.37 per share.
Reporting Person Sweet Leah · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001609711-26-000098 · filed 2026-09-01 · View filing →
Disposition (code F) of 49.024 shares at $622.18 per share.
Reporting Person Shropshire Thomas B Jr. · Officer Title SVP and General Counsel · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000097745-26-000165 · filed 2026-09-01 · View filing →
Purchase of 528 shares at $56.70 per share.
Reporting Person Ives Bruce Alan · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002132853-26-000007 · filed 2026-09-01 · View filing →
Acquisition (code M) of 12,428 shares at $2.39 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code M
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 1,600 shares at $18.00 per share.
Reporting Person Kelly Roland Thomas · Officer Title Chief Legal Officer and GC · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001214659-26-011307 · filed 2026-09-01 · View filing →
Disposition (code F) of 44.483 shares at $622.18 per share.
Reporting Person Meyer James · Officer Title Sr. Vice President & CFO · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000097745-26-000166 · filed 2026-09-01 · View filing →
Disposition (code F) of 1,903 shares at $14.36 per share.
Reporting Person Christina Joseph · Officer Title CEO and President · Transaction Code F
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002057385-26-000004 · filed 2026-09-01 · View filing →
Acquisition (code A) of 203 shares at $128.9900 per share.
Reporting Person Rosenthal Dale · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001225208-26-007446 · filed 2026-09-01 · View filing →
Disposition (code F) of 140 shares at $186.7700 per share.
Reporting Person BECK JULIE A · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001225208-26-007480 · filed 2026-09-01 · View filing →
Sale of 2,835 shares at $9 per share.
Reporting Person Olivera Matias · Officer Title Chief Technology Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059790 · filed 2026-09-01 · View filing →
Sale of 400 shares at $63.00 per share.
Reporting Person CUBBAGE LEIGHTON M · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001090009-26-000100 · filed 2026-09-01 · View filing →
Sale of 500 shares at $50.21 per share.
Reporting Person Snow Lester A · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001214659-26-011304 · filed 2026-09-01 · View filing →
Sale of 506 shares at $49.6021 per share.
Reporting Person Krupka Devin M · Officer Title Controller, PAO · Transaction Code S
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001967808-26-000028 · filed 2026-09-01 · View filing →
Purchase of 3,550 shares at $6.9326 per share.
Reporting Person Schwartz Todd G. · Officer Title Chief Executive Officer · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000905148-26-004056 · filed 2026-09-01 · View filing →
Sale of 2,400 shares at $10.20 per share.
Reporting Person Batista de Lima Filho Pedro · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001213900-26-096382 · filed 2026-09-01 · View filing →
Sale of 120 shares at $202.69 per share.
Reporting Person Johnson Susan A · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001104659-26-104294 · filed 2026-09-01 · View filing →
Acquisition (code A) of 22,321 shares at $1.08 per share.
Reporting Person Burgett Alison · Officer Title Chief Financial Officer · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001437749-26-029421 · filed 2026-09-01 · View filing →
Disposition (code F) of 37.23 shares at $622.18 per share.
Reporting Person Meyer James · Officer Title Sr. Vice President & CFO · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000097745-26-000166 · filed 2026-09-01 · View filing →
Sale of 562 shares at $40.888 per share.
Reporting Person Wong Andrea L · Transaction Code S
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001490754-26-000004 · filed 2026-09-01 · View filing →
Sale of 795 shares at $28.25 per share.
Reporting Person Tompkins Bonnie M · Transaction Code S
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001174947-26-000831 · filed 2026-09-01 · View filing →
Sale of 2,200 shares at $10.20 per share.
Reporting Person Batista de Lima Filho Pedro · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001213900-26-096382 · filed 2026-09-01 · View filing →
Disposition (code F) of 6,626 shares at $3.36 per share.
Reporting Person Truong Kristina · Officer Title Chief Accounting Officer · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002052363-26-000052 · filed 2026-09-01 · View filing →
Disposition (code F) of 746 shares at $28.97 per share.
Reporting Person O'LEARY MARGARET · Officer Title Chief Commercial Officer · Transaction Code F
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001957887-26-000002 · filed 2026-09-01 · View filing →
Sale of 40 shares at $514.96 per share.
Reporting Person ROTHBLATT MARTINE A · Officer Title Chairperson & CEO · Transaction Code S
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001106578-26-000132 · filed 2026-09-01 · View filing →
Disposition (code F) of 80 shares at $224.3100 per share.
Reporting Person Angoco Vic S Jr · Officer Title Executive Vice President · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001225208-26-007497 · filed 2026-09-01 · View filing →
Purchase of 3,000 shares at $5.98 per share.
Reporting Person SELL MORITZ A · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001398344-26-016344 · filed 2026-09-01 · View filing →
Purchase of 107,076 shares at $0.163 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code P
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001475597-26-000225 · filed 2026-09-01 · View filing →
Disposition (code F) of 77 shares at $224.3100 per share.
Reporting Person Tungul Jennifer C. · Officer Title Senior Vice President · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001225208-26-007498 · filed 2026-09-01 · View filing →
Sale of 2,091 shares at $7.9 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001475597-26-000226 · filed 2026-09-01 · View filing →
Acquisition (code M) of 15,000 shares at $1.10 per share.
Reporting Person Gossman William · Transaction Code M
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059941 · filed 2026-09-01 · View filing →
Acquisition (code A) of 121 shares at $128.9900 per share.
Reporting Person Ryan Edward A · Transaction Code A
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001225208-26-007445 · filed 2026-09-01 · View filing →
Sale of 500 shares at $30.00 per share.
Reporting Person Otto Alexander · Transaction Code S
Traded Aug 27, 2026 · Disclosed Sep 1, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001193125-26-378412 · filed 2026-09-01 · View filing →
Purchase of 1,200 shares at $12.47 per share.
Reporting Person Saba Capital Management, L.P. · Transaction Code P
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001510281-26-000284 · filed 2026-09-01 · View filing →
Sale of 1,000 shares at $13.7906 per share.
Reporting Person Hamm Gregory C. · Officer Title VP, CFO and Treasurer · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001104659-26-104306 · filed 2026-09-01 · View filing →
Sale of 679 shares at $20 per share.
Reporting Person Doyle Mittie · Officer Title Chief Medical Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001918845-26-000031 · filed 2026-09-01 · View filing →
Disposition (code F) of 239 shares at $56.55 per share.
Reporting Person Ford Brandy · Officer Title SVP & Chief Accounting Officer · Transaction Code F
Traded Aug 30, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001193125-26-378744 · filed 2026-09-01 · View filing →
Disposition (code F) of 190 shares at $69.63 per share.
Reporting Person Kirtley Timothy · Officer Title EVP/CHIEF RISK OFFICER · Transaction Code F
Traded Aug 29, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001437749-26-029397 · filed 2026-09-01 · View filing →
Sale of 550 shares at $23.9300 per share.
Reporting Person Ortiz Christine · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001225208-26-007496 · filed 2026-09-01 · View filing →
Disposition (code F) of 441 shares at $28.97 per share.
Reporting Person VOLLMER SONYA · Officer Title Chief Human Resources Officer · Transaction Code F
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001903398-26-000002 · filed 2026-09-01 · View filing →
Purchase of 8,931 shares at $1.39 per share.
Reporting Person Guerrero Ramiro · Transaction Code P
Traded Aug 26, 2026 · Disclosed Sep 1, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001878313-26-000082 · filed 2026-09-01 · View filing →
Disposition (code F) of 19.824 shares at $622.18 per share.
Reporting Person Meyer James · Officer Title Sr. Vice President & CFO · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000097745-26-000166 · filed 2026-09-01 · View filing →
Disposition (code F) of 11,195 shares at $1.08 per share.
Reporting Person Burgett Alison · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001437749-26-029421 · filed 2026-09-01 · View filing →
Sale of 1,000 shares at $11.91 per share.
Reporting Person Belizaire John · Officer Title Chief Executive Officer · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001493152-26-041021 · filed 2026-09-01 · View filing →
Acquisition (code A) of 7,371 shares at $1.60 per share.
Reporting Person Tardugno Michael H · Officer Title Executive Chairman of Board · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001437749-26-029409 · filed 2026-09-01 · View filing →
Sale of 3,138 shares at $3.7196 per share.
Reporting Person schiller Thomas · Transaction Code S
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001865418-26-000010 · filed 2026-09-01 · View filing →
Sale of 518 shares at $21.5030 per share.
Reporting Person Juran David B. · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001733121-26-000016 · filed 2026-09-01 · View filing →
Acquisition (code A) of 6,822 shares at $1.60 per share.
Reporting Person Lindborg Stacy · Officer Title President and CEO · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001437749-26-029408 · filed 2026-09-01 · View filing →
Disposition (code F) of 232 shares at $46.85 per share.
Reporting Person Hamilton Brian T · Officer Title President of CCBX · Transaction Code F
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002005790-26-000026 · filed 2026-09-01 · View filing →
Sale of 200 shares at $53.05 per share.
Reporting Person RAGSDALE BRUCE · Officer Title Chief Operating Officer · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001958644-26-000030 · filed 2026-09-01 · View filing →
Sale of 3,000 shares at $3.41 per share.
Reporting Person THRIVENT FINANCIAL FOR LUTHERANS · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000929638-26-003412 · filed 2026-09-01 · View filing →
Disposition (code F) of 346 shares at $28.83 per share.
Reporting Person Dragovich Darren · Officer Title Chief Legal/Compliance Officer · Transaction Code F
Traded Aug 29, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002042007-26-000002 · filed 2026-09-01 · View filing →
Disposition (code F) of 420 shares at $23.68 per share.
Reporting Person Mauriello Josephine E · Officer Title SEVP Head of Consumer Banking · Transaction Code F
Traded Aug 29, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002075198-26-000003 · filed 2026-09-01 · View filing →
Purchase of 1,500 shares at $6.63 per share.
Reporting Person Greer Peter · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001398344-26-016363 · filed 2026-09-01 · View filing →
Disposition (code F) of 337 shares at $28.83 per share.
Reporting Person Thompson Anntoinette · Officer Title Chief Operating Officer · Transaction Code F
Traded Aug 29, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0002032190-26-000003 · filed 2026-09-01 · View filing →
Purchase of 1,500 shares at $6.405 per share.
Reporting Person Greer Peter · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001398344-26-016361 · filed 2026-09-01 · View filing →
Disposition (code F) of 331 shares at $28.83 per share.
Reporting Person O'LEARY MARGARET · Officer Title Chief Commercial Officer · Transaction Code F
Traded Aug 29, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001957887-26-000002 · filed 2026-09-01 · View filing →
Disposition (code F) of 14.97 shares at $622.18 per share.
Reporting Person Holmes Joseph R. · Officer Title VP & Chief Accounting Officer · Transaction Code F
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0000097745-26-000163 · filed 2026-09-01 · View filing →
Disposition (code F) of 301 shares at $28.83 per share.
Reporting Person Boada Ernesto · Officer Title Chief Technology Officer · Transaction Code F
Traded Aug 29, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001641614-26-000128 · filed 2026-09-01 · View filing →
Sale of 257 shares at $33.14 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 257 shares at $33.14 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 257 shares at $33.14 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Sale of 257 shares at $33.14 per share.
Reporting Person MAETZOLD DEREK J · Officer Title Pres. & Chief Exec. Officer · Transaction Code S
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059816 · filed 2026-09-01 · View filing →
Purchase of 4,001 shares at $2.1074 per share.
Reporting Person Liu Chang · Officer Title Chief Executive Officer · Transaction Code P
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001193125-26-377431 · filed 2026-09-01 · View filing →
Purchase of 5,625 shares at $1.47 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code P
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001475597-26-000224 · filed 2026-09-01 · View filing →