Company
LPLA · CIK 0001397911
Sale of 439.949 shares at $347.88 per share.
Reporting Person Reeping Katharine · Officer Title Principal Accounting Officer · Transaction Code S
Traded Sep 11, 2026 · Disclosed Sep 14, 2026
Source: SEC Form 4 · 0001628280-26-061847 · filed 2026-09-14 · View filing →
Disposition (code F) of 106 shares at $359.33 per share.
Reporting Person Field Emily · Officer Title Group Managing Director · Transaction Code F
Traded Sep 5, 2026 · Disclosed Sep 8, 2026
Source: SEC Form 4 · 0001628280-26-060908 · filed 2026-09-08 · View filing →
Acquisition (code A) of 3 shares at $0 per share.
Reporting Person BERNARD EDWARD C · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059791 · filed 2026-09-01 · View filing →
Acquisition (code A) of 4 shares at $0 per share.
Reporting Person EBERHART PAULETT · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059797 · filed 2026-09-01 · View filing →
Acquisition (code A) of 10 shares at $0 per share.
Reporting Person Glavin William Francis Jr · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059806 · filed 2026-09-01 · View filing →
Acquisition (code A) of 2 shares at $0 per share.
Reporting Person Mnookin Allison · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059821 · filed 2026-09-01 · View filing →
Acquisition (code A) of 7 shares at $0 per share.
Reporting Person Putnam James S · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059832 · filed 2026-09-01 · View filing →
Acquisition (code A) of 14 shares at $0 per share.
Reporting Person SCHIFTER RICHARD P · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059837 · filed 2026-09-01 · View filing →
Acquisition (code A) of 4 shares at $0 per share.
Reporting Person Thomas Corey E. · Transaction Code A
Traded Aug 28, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001628280-26-059842 · filed 2026-09-01 · View filing →
Sale of 308 shares at $357.36 per share.
Reporting Person Jambusaria Aneri · Officer Title Group Managing Director · Transaction Code S
Traded Aug 27, 2026 · Disclosed Aug 31, 2026
Source: SEC Form 4 · 0001628280-26-059596 · filed 2026-08-31 · View filing →
Acquisition (code M) of 7,189 shares at $77.53 per share.
Reporting Person Gates Greg · Officer Title Group Managing Director · Transaction Code M
Traded Aug 20, 2026 · Disclosed Aug 21, 2026
Source: SEC Form 4 · 0001628280-26-058423 · filed 2026-08-21 · View filing →
Sale of 4,119 shares at $355.38 per share.
Reporting Person Gates Greg · Officer Title Group Managing Director · Transaction Code S
Traded Aug 20, 2026 · Disclosed Aug 21, 2026
Source: SEC Form 4 · 0001628280-26-058423 · filed 2026-08-21 · View filing →
Purchase.
Filer Gilbert Cisneros · Chamber House · District CA31 · Transaction Type Purchase · Asset Type Stock
Traded Jun 11, 2026 · Disclosed Jul 2, 2026FILED +21 DAYS
Source: House Clerk PTR · 20034906 · filed 2026-07-02 · View filing →
Purchase.
Filer Gilbert Cisneros · Chamber House · District CA31 · Transaction Type Purchase · Asset Type Stock
Traded Jun 5, 2026 · Disclosed Jul 2, 2026FILED +27 DAYS
Source: House Clerk PTR · 20034906 · filed 2026-07-02 · View filing →
Purchase.
Filer Gilbert Cisneros · Chamber House · District CA31 · Transaction Type Purchase · Asset Type Stock
Traded May 19, 2026 · Disclosed Jun 8, 2026FILED +20 DAYS
Source: House Clerk PTR · 20034713 · filed 2026-06-08 · View filing →
Purchase.
Filer Gilbert Cisneros · Chamber House · District CA31 · Transaction Type Purchase · Asset Type Stock
Traded May 14, 2026 · Disclosed Jun 8, 2026FILED +25 DAYS
Source: House Clerk PTR · 20034713 · filed 2026-06-08 · View filing →
Purchase.
Filer Gilbert Cisneros · Chamber House · District CA31 · Transaction Type Purchase · Asset Type Stock
Traded May 12, 2026 · Disclosed Jun 8, 2026FILED +27 DAYS
Source: House Clerk PTR · 20034713 · filed 2026-06-08 · View filing →
Sale.
Filer Val Hoyle · Chamber House · Owner Spouse · Transaction Type Sale · Asset Type Stock
Traded Apr 2, 2025 · Disclosed May 15, 2026FILED +408 DAYS
Source: House Clerk PTR · 20034581 · filed 2026-05-15 · View filing →
Sale.
Filer Michael McCaul · Chamber House · District TX10 · Owner Spouse · Transaction Type Sale · Asset Type Stock
Traded Mar 2, 2026 · Disclosed Apr 8, 2026FILED +37 DAYS
Source: House Clerk PTR · 9115728 · filed 2026-04-08 · View filing →
Purchase.
Filer Markwayne Mullin · Chamber Senate · District OK · Owner Joint · Transaction Type Purchase · Asset Type Stock
Traded May 13, 2025 · Disclosed Jun 11, 2025FILED +29 DAYS
Source: Senate eFD PTR · 8bb121de-bbff-4550-9dd4-b60d4002e230 · filed 2025-06-11 · View filing →
Purchase.
Filer Markwayne Mullin · Chamber Senate · District OK · Owner Joint · Transaction Type Purchase · Asset Type Stock
Traded May 13, 2025 · Disclosed Jun 10, 2025FILED +28 DAYS
Source: Senate eFD PTR · 8bb121de-bbff-4550-9dd4-b60d4002e230 · filed 2025-06-10 · View filing →
Purchase.
Filer Markwayne Mullin · Chamber Senate · District OK · Owner Joint · Transaction Type Purchase · Asset Type Stock
Traded Feb 13, 2025 · Disclosed Feb 26, 2025FILED +13 DAYS
Source: Senate eFD PTR · 6826f825-671a-42f4-b367-0c7f571821e9 · filed 2025-02-26 · View filing →
LPL Financial Holdings Inc.