Disposition (code F) of 308 shares at $272.46 per share.
Reporting Person Vroman Ken · Officer Title Chief Transformation Officer · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001429863-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 359 shares at $272.46 per share.
Reporting Person Sammann Derek · Officer Title Sr MD Gl Hd Commodities Mkts · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001475318-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 359 shares at $272.46 per share.
Reporting Person Cutinho Sunil · Officer Title Chief Information Officer · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001619400-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 51 shares at $272.46 per share.
Reporting Person Tobin Jack J · Officer Title MD Chief Accounting Officer · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001638430-26-000004 · filed 2026-09-17 · View filing →
Disposition (code F) of 359 shares at $272.46 per share.
Reporting Person Winkler Julie · Officer Title Sr MD Chief Commercial Officer · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001692514-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 274 shares at $272.46 per share.
Reporting Person Dennis Michael G. · Officer Title Global Head of Fixed Income · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001811883-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 308 shares at $272.46 per share.
Reporting Person Sprague Suzanne · Officer Title COO & Global Head of Clearing · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001914409-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 359 shares at $272.46 per share.
Reporting Person Fitzpatrick Lynne · Officer Title President and CFO · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001915955-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 364 shares at $272.46 per share.
Reporting Person McCourt Timothy Francis · Officer Title Sr MD Global Head Equity & FX · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001917308-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 44 shares at $272.46 per share.
Reporting Person Marchese John Clifford · Officer Title Sr MD, General Counsel · Transaction Code F
Traded Sep 16, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0002153052-26-000002 · filed 2026-09-17 · View filing →
Acquisition (code A) of 21,812 shares at $275.09 per share.
Reporting Person DUFFY TERRENCE A · Officer Title Chairman and CEO · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001212809-26-000008 · filed 2026-09-17 · View filing →
Acquisition (code A) of 2,592 shares at $275.09 per share.
Reporting Person Vroman Ken · Officer Title Chief Transformation Officer · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001429863-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 320 shares at $275.09 per share.
Reporting Person Vroman Ken · Officer Title Chief Transformation Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001429863-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 309 shares at $275.09 per share.
Reporting Person Vroman Ken · Officer Title Chief Transformation Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001429863-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 274 shares at $275.09 per share.
Reporting Person Vroman Ken · Officer Title Chief Transformation Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001429863-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 2,864 shares at $275.09 per share.
Reporting Person Sammann Derek · Officer Title Sr MD Gl Hd Commodities Mkts · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001475318-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 373 shares at $275.09 per share.
Reporting Person Sammann Derek · Officer Title Sr MD Gl Hd Commodities Mkts · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001475318-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 361 shares at $275.09 per share.
Reporting Person Sammann Derek · Officer Title Sr MD Gl Hd Commodities Mkts · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001475318-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 320 shares at $275.09 per share.
Reporting Person Sammann Derek · Officer Title Sr MD Gl Hd Commodities Mkts · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001475318-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 2,864 shares at $275.09 per share.
Reporting Person Cutinho Sunil · Officer Title Chief Information Officer · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001619400-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 373 shares at $275.09 per share.
Reporting Person Cutinho Sunil · Officer Title Chief Information Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001619400-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 361 shares at $275.09 per share.
Reporting Person Cutinho Sunil · Officer Title Chief Information Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001619400-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 320 shares at $275.09 per share.
Reporting Person Cutinho Sunil · Officer Title Chief Information Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001619400-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 700 shares at $275.09 per share.
Reporting Person Tobin Jack J · Officer Title MD Chief Accounting Officer · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001638430-26-000004 · filed 2026-09-17 · View filing →
Disposition (code F) of 44 shares at $275.09 per share.
Reporting Person Tobin Jack J · Officer Title MD Chief Accounting Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001638430-26-000004 · filed 2026-09-17 · View filing →
Disposition (code F) of 47 shares at $275.09 per share.
Reporting Person Tobin Jack J · Officer Title MD Chief Accounting Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001638430-26-000004 · filed 2026-09-17 · View filing →
Disposition (code F) of 205 shares at $275.09 per share.
Reporting Person Tobin Jack J · Officer Title MD Chief Accounting Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001638430-26-000004 · filed 2026-09-17 · View filing →
Acquisition (code A) of 2,864 shares at $275.09 per share.
Reporting Person Winkler Julie · Officer Title Sr MD Chief Commercial Officer · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001692514-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 373 shares at $275.09 per share.
Reporting Person Winkler Julie · Officer Title Sr MD Chief Commercial Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001692514-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 361 shares at $275.09 per share.
Reporting Person Winkler Julie · Officer Title Sr MD Chief Commercial Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001692514-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 320 shares at $275.09 per share.
Reporting Person Winkler Julie · Officer Title Sr MD Chief Commercial Officer · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001692514-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 2,592 shares at $275.09 per share.
Reporting Person Dennis Michael G. · Officer Title Global Head of Fixed Income · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001811883-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 274 shares at $275.09 per share.
Reporting Person Dennis Michael G. · Officer Title Global Head of Fixed Income · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001811883-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 2,864 shares at $275.09 per share.
Reporting Person Sprague Suzanne · Officer Title COO & Global Head of Clearing · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001914409-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 249 shares at $275.09 per share.
Reporting Person Sprague Suzanne · Officer Title COO & Global Head of Clearing · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001914409-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 275 shares at $275.09 per share.
Reporting Person Sprague Suzanne · Officer Title COO & Global Head of Clearing · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001914409-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 320 shares at $275.09 per share.
Reporting Person Sprague Suzanne · Officer Title COO & Global Head of Clearing · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001914409-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 4,088 shares at $275.09 per share.
Reporting Person Fitzpatrick Lynne · Officer Title President and CFO · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001915955-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 249 shares at $275.09 per share.
Reporting Person Fitzpatrick Lynne · Officer Title President and CFO · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001915955-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 275 shares at $275.09 per share.
Reporting Person Fitzpatrick Lynne · Officer Title President and CFO · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001915955-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 457 shares at $275.09 per share.
Reporting Person Fitzpatrick Lynne · Officer Title President and CFO · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001915955-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 2,592 shares at $275.09 per share.
Reporting Person McCourt Timothy Francis · Officer Title Sr MD Global Head Equity & FX · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001917308-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 302 shares at $275.09 per share.
Reporting Person McCourt Timothy Francis · Officer Title Sr MD Global Head Equity & FX · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001917308-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 330 shares at $275.09 per share.
Reporting Person McCourt Timothy Francis · Officer Title Sr MD Global Head Equity & FX · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001917308-26-000003 · filed 2026-09-17 · View filing →
Disposition (code F) of 338 shares at $275.09 per share.
Reporting Person McCourt Timothy Francis · Officer Title Sr MD Global Head Equity & FX · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0001917308-26-000003 · filed 2026-09-17 · View filing →
Acquisition (code A) of 784 shares at $275.09 per share.
Reporting Person Marchese John Clifford · Officer Title Sr MD, General Counsel · Transaction Code A
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0002153052-26-000002 · filed 2026-09-17 · View filing →
Disposition (code F) of 43 shares at $275.09 per share.
Reporting Person Marchese John Clifford · Officer Title Sr MD, General Counsel · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0002153052-26-000002 · filed 2026-09-17 · View filing →
Disposition (code F) of 47 shares at $275.09 per share.
Reporting Person Marchese John Clifford · Officer Title Sr MD, General Counsel · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0002153052-26-000002 · filed 2026-09-17 · View filing →
Disposition (code F) of 57 shares at $275.09 per share.
Reporting Person Marchese John Clifford · Officer Title Sr MD, General Counsel · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0002153052-26-000002 · filed 2026-09-17 · View filing →
Disposition (code F) of 50 shares at $275.09 per share.
Reporting Person Marchese John Clifford · Officer Title Sr MD, General Counsel · Transaction Code F
Traded Sep 15, 2026 · Disclosed Sep 17, 2026
Source: SEC Form 4 · 0002153052-26-000002 · filed 2026-09-17 · View filing →
Sale of 500 shares at $280.11 per share.
Reporting Person Cook Elizabeth A · Transaction Code S
Traded Sep 14, 2026 · Disclosed Sep 14, 2026
Source: SEC Form 4 · 0001156375-26-000054 · filed 2026-09-14 · View filing →
Sale of 14,372 shares at $274.41 per share.
Reporting Person DUFFY TERRENCE A · Officer Title Chairman and CEO · Transaction Code S
Traded Sep 10, 2026 · Disclosed Sep 11, 2026
Source: SEC Form 4 · 0001212809-26-000006 · filed 2026-09-11 · View filing →
Sale of 628 shares at $275.03 per share.
Reporting Person DUFFY TERRENCE A · Officer Title Chairman and CEO · Transaction Code S
Traded Sep 10, 2026 · Disclosed Sep 11, 2026
Source: SEC Form 4 · 0001212809-26-000006 · filed 2026-09-11 · View filing →
STOCK ACT PTR
$1,001 - $15,000
Sale.
Filer Gilbert Cisneros · Chamber House · District CA31 · Transaction Type Sale · Asset Type Stock
Traded Jun 16, 2026 · Disclosed Jul 2, 2026FILED +16 DAYS
Source: House Clerk PTR · 20034906 · filed 2026-07-02 · View filing →