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Cluster

SWZ-2026-09-25-b95e61687dbe

SEC FORM 4CLUSTER · 2 INSIDERS
$127,343.51

Total Return Securities Fund (SWZ)

Purchase of 22,000 shares across 2 reporting persons.

Transaction Code P · Reporting Persons 2

  • Dakos Andrew, President and CEOPurchase of 7,649 shares at $5.81 per share.$44,440.69
  • Dakos Andrew, President and CEOPurchase of 2,351 shares at $5.82 per share.$13,682.82
  • Dakos Andrew, President and CEOPurchase of 1,000 shares at $5.76 per share.$5,760.00
  • Dakos Andrew, President and CEOPurchase of 9,000 shares at $5.77 per share.$51,930.00
  • SELL MORITZ APurchase of 2,000 shares at $5.765 per share.$11,530.00

Surfaced by rule: 2 distinct insiders, open-market purchases, 7-day window — a deterministic filter, not a recommendation.

Traded Sep 25, 2026 · Disclosed Sep 30, 2026FILED +5 DAYS

Source: SEC Form 4 · 0001398344-26-017532 · filed 2026-09-29 · View filing →

Source: SEC Form 4 · 0001398344-26-017612 · filed 2026-09-30 · View filing →

Composed from the Form 4 as filed with the SEC. Share counts, prices and dates are the filing's own; the disclosure lag is counted in business days from the transaction date to the filing date. What is a Form 4?

Cite this card

Desq Long. "Total Return Securities Fund (SWZ)." Disclosed 2026-09-30. https://desqlong.com/cards/cluster-SWZ-2026-09-25-b95e61687dbe (retrieved 2026-10-01).