Friday, September 4, 2026 · continued — 716–785 of 899
STOCK ACT PTR
$1,001 - $15,000
Purchase.
Filer Ro Khanna · Chamber House · District CA17 · Transaction Type Purchase · Asset Type Stock Option
Traded Aug 7, 2026 · Disclosed Sep 4, 2026FILED +28 DAYS
Source: House Clerk PTR · 9116328 · filed 2026-09-04 · View filing →
STOCK ACT PTR
$1,001 - $15,000
Sale.
Filer Ro Khanna · Chamber House · District CA17 · Transaction Type Sale · Asset Type Stock
Traded Aug 19, 2026 · Disclosed Sep 4, 2026FILED +16 DAYS
Source: House Clerk PTR · 9116328 · filed 2026-09-04 · View filing →
STOCK ACT PTR
$1,001 - $15,000
Purchase.
Filer Ro Khanna · Chamber House · District CA17 · Transaction Type Purchase · Asset Type Stock Option
Traded Aug 7, 2026 · Disclosed Sep 4, 2026FILED +28 DAYS
Source: House Clerk PTR · 9116328 · filed 2026-09-04 · View filing →
STOCK ACT PTR
$1,001 - $15,000
Sale.
Filer Ro Khanna · Chamber House · District CA17 · Transaction Type Sale · Asset Type Stock
Traded Aug 10, 2026 · Disclosed Sep 4, 2026FILED +25 DAYS
Source: House Clerk PTR · 9116328 · filed 2026-09-04 · View filing →
Disposition (code F) of 112 shares at $70.56 per share.
Reporting Person Newcomb George A. · Officer Title Chief Accounting Officer · Transaction Code F
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001952158-26-000008 · filed 2026-09-04 · View filing →
Disposition (code F) of 669 shares at $10.91 per share.
Reporting Person MILLER DAVID (JAMES) · Officer Title VP & General Counsel · Transaction Code F
Traded Aug 27, 2026 · Disclosed Sep 4, 2026FILED +8 DAYS
Source: SEC Form 4 · 0000866273-26-000061 · filed 2026-09-04 · View filing →
Sale of 340 shares at $21.255 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Disposition (code F) of 632 shares at $10.91 per share.
Reporting Person MILLER DAVID (JAMES) · Officer Title VP & General Counsel · Transaction Code F
Traded Aug 27, 2026 · Disclosed Sep 4, 2026FILED +8 DAYS
Source: SEC Form 4 · 0000866273-26-000061 · filed 2026-09-04 · View filing →
Acquisition (code M) of 1,446 shares at $4.7 per share.
Reporting Person Chao Xingjuan · Officer Title President and CEO · Transaction Code M
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383893 · filed 2026-09-04 · View filing →
Purchase of 412 shares at $16.40 per share.
Reporting Person FIELD Robert C · Transaction Code P
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383399 · filed 2026-09-04 · View filing →
Sale of 243 shares at $27.1211 per share.
Reporting Person Courtney Phillips · Officer Title GC and Corp. Secretary · Transaction Code S
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001782758-26-000008 · filed 2026-09-04 · View filing →
Acquisition (code M) of 652 shares at $9.41 per share.
Reporting Person Blumberg Scott · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383891 · filed 2026-09-04 · View filing →
Purchase of 400 shares at $14.50 per share.
Reporting Person Vitale Joseph G · Officer Title President and CEO · Transaction Code P
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001437749-26-029670 · filed 2026-09-04 · View filing →
Disposition (code F) of 224 shares at $25.66 per share.
Reporting Person Livingston Mark S. · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code F
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001551306-26-000144 · filed 2026-09-04 · View filing →
Sale of 3,333 shares at $1.7016 per share.
Reporting Person Gruber Patrick R. · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001628280-26-060764 · filed 2026-09-04 · View filing →
Sale of 1,800 shares at $3.09 per share.
Reporting Person Marquina Javier · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 4, 2026FILED +3 DAYS
Source: SEC Form 4 · 0001997711-26-000149 · filed 2026-09-04 · View filing →
Sale of 1,760 shares at $3.08 per share.
Reporting Person Marquina Javier · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001997711-26-000149 · filed 2026-09-04 · View filing →
Purchase of 3,206 shares at $1.68 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code P
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001475597-26-000231 · filed 2026-09-04 · View filing →
Sale of 1,000 shares at $5.20 per share.
Reporting Person SUEN JACOB · Officer Title President and CEO · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383655 · filed 2026-09-04 · View filing →
Disposition (code F) of 61 shares at $80.28 per share.
Reporting Person WOODS MICHAEL W · Officer Title Sr. Vice President · Transaction Code F
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001437749-26-029680 · filed 2026-09-04 · View filing →
Purchase of 2,966 shares at $1.63 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code P
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001475597-26-000231 · filed 2026-09-04 · View filing →
Sale of 1,951 shares at $2.27 per share.
Reporting Person Wheeler Ashlee · Officer Title Chief Commercial Officer · Transaction Code S
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001628280-26-060715 · filed 2026-09-04 · View filing →
Sale of 47 shares at $91.86 per share.
Reporting Person Grabscheid Eduard · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0002006737-26-000007 · filed 2026-09-04 · View filing →
Disposition (code F) of 412 shares at $10.12 per share.
Reporting Person Holland Joseph Michael · Officer Title Chief Supply Chain Officer · Transaction Code F
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383788 · filed 2026-09-04 · View filing →
Disposition (code F) of 380 shares at $10.83 per share.
Reporting Person MILLER DAVID (JAMES) · Officer Title VP & General Counsel · Transaction Code F
Traded Aug 30, 2026 · Disclosed Sep 4, 2026FILED +5 DAYS
Source: SEC Form 4 · 0000866273-26-000061 · filed 2026-09-04 · View filing →
Sale of 170 shares at $21.26 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 100 shares at $34.610 per share.
Reporting Person O'Bell Vincent · Officer Title EVP & Chief Lending Officer · Transaction Code S
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383813 · filed 2026-09-04 · View filing →
Sale of 160 shares at $21.30 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 160 shares at $21.295 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 129 shares at $25.7749 per share.
Reporting Person Coloma Jason V · Officer Title Chief Executive Officer · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001676170-26-000022 · filed 2026-09-04 · View filing →
Sale of 100 shares at $30.8504 per share.
Reporting Person Ahern Patrick Edward · Officer Title Executive Vice President · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0000007789-26-000215 · filed 2026-09-04 · View filing →
Sale of 1,000 shares at $3.0646 per share.
Reporting Person THRIVENT FINANCIAL FOR LUTHERANS · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0000929638-26-003466 · filed 2026-09-04 · View filing →
Sale of 1,514 shares at $1.7099 per share.
Reporting Person Bloom Paul D · Officer Title CEO · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001628280-26-060767 · filed 2026-09-04 · View filing →
Sale of 120 shares at $21.275 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Acquisition (code A) of 25,000 shares at $0.10 per share.
Reporting Person Morgan Jeanene Grace · Officer Title Chief Financial Officer · Transaction Code A
Traded Mar 8, 2026 · Disclosed Sep 4, 2026FILED +180 DAYS
Source: SEC Form 4 · 0001493152-26-041442 · filed 2026-09-04 · View filing →
Acquisition (code M) of 2,000 shares at $1.24 per share.
Reporting Person FORLENZA LOUISE C · Transaction Code M
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001104659-26-105529 · filed 2026-09-04 · View filing →
Sale of 112 shares at $21.245 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Disposition (code F) of 866 shares at $2.70 per share.
Reporting Person Melsert Ryan Mitchell · Officer Title Chief Executive Officer · Transaction Code F
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001493152-26-041568 · filed 2026-09-04 · View filing →
Purchase of 756 shares at $2.95 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001437749-26-029683 · filed 2026-09-04 · View filing →
Sale of 709 shares at $3.0372 per share.
Reporting Person Burkly Linda · Officer Title EVP, CHIEF SCIENTIFIC OFFICER · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001985604-26-000003 · filed 2026-09-04 · View filing →
Sale of 100 shares at $21.265 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 100 shares at $21.25 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 100 shares at $21.24 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 100 shares at $21.235 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 100 shares at $21.225 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 100 shares at $21.19 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 100 shares at $21.17 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 1,221 shares at $1.7099 per share.
Reporting Person Bowron Kimberly T · Officer Title Chief of Staff · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001628280-26-060768 · filed 2026-09-04 · View filing →
Sale of 34 shares at $58.04 per share.
Reporting Person Ford Brandy · Officer Title SVP & Chief Accounting Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383791 · filed 2026-09-04 · View filing →
Sale of 21 shares at $93 per share.
Reporting Person Grabscheid Eduard · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0002006737-26-000007 · filed 2026-09-04 · View filing →
Sale of 90 shares at $21.305 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Purchase of 113 shares at $16.45 per share.
Reporting Person FIELD Robert C · Transaction Code P
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383806 · filed 2026-09-04 · View filing →
Sale of 656 shares at $2.75 per share.
Reporting Person Wong-Sarad Grace · Officer Title Principal Accounting Officer · Transaction Code S
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-383858 · filed 2026-09-04 · View filing →
Sale of 80 shares at $21.20 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Purchase of 1,000 shares at $1.6700 per share.
Reporting Person Sutherland Paul Howard · Transaction Code P
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-382900 · filed 2026-09-04 · View filing →
Sale of 500 shares at $3.1213 per share.
Reporting Person THRIVENT FINANCIAL FOR LUTHERANS · Transaction Code S
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0000929638-26-003466 · filed 2026-09-04 · View filing →
Sale of 59 shares at $25.7800 per share.
Reporting Person Bernstein Harold · Officer Title President, R&D & CMO · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0002050172-26-000034 · filed 2026-09-04 · View filing →
Sale of 272 shares at $5.53 per share.
Reporting Person Williams Sarah Joanne · Officer Title Principal Accounting Officer · Transaction Code S
Traded Sep 1, 2026 · Disclosed Sep 4, 2026FILED +3 DAYS
Source: SEC Form 4 · 0001193125-26-383697 · filed 2026-09-04 · View filing →
Sale of 70 shares at $21.285 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 70 shares at $21.16 per share.
Reporting Person Reske James R · Officer Title EVP/Chief Financial Officer · Transaction Code S
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001435648-26-000031 · filed 2026-09-04 · View filing →
Sale of 453 shares at $3.0372 per share.
Reporting Person Parison Amy · Officer Title SVP, Chief Financial Officer · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0002063082-26-000006 · filed 2026-09-04 · View filing →
Sale of 36 shares at $25.8100 per share.
Reporting Person Dandekar Atul · Officer Title CSBO · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0002050167-26-000027 · filed 2026-09-04 · View filing →
Purchase of 800 shares at $1.09 per share.
Reporting Person Altman Peter · Officer Title President and CEO · Transaction Code P
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001437749-26-029732 · filed 2026-09-04 · View filing →
Sale of 22 shares at $25.7800 per share.
Reporting Person Courtney Phillips · Officer Title GC and Corp. Secretary · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001782758-26-000008 · filed 2026-09-04 · View filing →
Purchase of 9,800 shares at $0.0489 per share.
Reporting Person CTT PHARMACEUTICAL HOLDINGS, INC. · Officer Title CEO · Transaction Code P
Traded Sep 4, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001035422-26-000010 · filed 2026-09-04 · View filing →
Sale of 4 shares at $110.785 per share.
Reporting Person LARSON KEITH R · Transaction Code S
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001437749-26-029678 · filed 2026-09-04 · View filing →
Purchase of 1 shares at $367.61 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001437749-26-029695 · filed 2026-09-04 · View filing →
Purchase of 20 shares at $11.68 per share.
Reporting Person Holland Noel R. · Transaction Code P
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001729840-26-000030 · filed 2026-09-04 · View filing →
Disposition (code F) of 1 shares at $17.73 per share.
Reporting Person Chen Xiaohong · Transaction Code F
Traded Sep 3, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-382744 · filed 2026-09-04 · View filing →
Acquisition (code A) of 40,000 shares at $0.00 per share.
Reporting Person Barrow Robert · Officer Title Chief Executive Officer · Transaction Code A
Traded Sep 2, 2026 · Disclosed Sep 4, 2026
Source: SEC Form 4 · 0001193125-26-384042 · filed 2026-09-04 · View filing →