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SEC FORM 4
$28,637.00

Total Return Securities Fund (SWZ)

Purchase of 5,000 shares at $5.7274 per share.

Reporting Person GOLDSTEIN PHILLIP · Officer Title Secretary · Transaction Code P

Traded Oct 8, 2026 · Disclosed Oct 13, 2026

Source: SEC Form 4 · 0001398344-26-018160 · filed 2026-10-13 · View filing →

Composed from the Form 4 as filed with the SEC. Share counts, prices and dates are the filing's own; the disclosure lag is counted in business days from the transaction date to the filing date. What is a Form 4?

Cite this card

Desq Long. "Total Return Securities Fund (SWZ)." Disclosed 2026-10-13. https://desqlong.com/cards/0001398344-26-018160-2 (retrieved 2026-10-14).