Thursday, August 27, 2026 · continued — 638–707 of 812
Acquisition (code A) of 57 shares at $19.53 per share.
Reporting Person Imura Takahiro · Officer Title Operating Officer · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0000947871-26-000838 · filed 2026-08-27 · View filing →
Acquisition (code A) of 57 shares at $19.53 per share.
Reporting Person Asakura Masashi · Officer Title Senior Fellow · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0000947871-26-000836 · filed 2026-08-27 · View filing →
Purchase of 30 shares at $34.19 per share.
Reporting Person Poff Matthew E · Officer Title Chief Financial Officer · Transaction Code P
Traded Aug 27, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0000108985-26-000077 · filed 2026-08-27 · View filing →
Purchase of 16 shares at $62.08 per share.
Reporting Person Duffey Gregory A · Transaction Code P
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001638509-26-000008 · filed 2026-08-27 · View filing →
Sale of 546 shares at $1.78 per share.
Reporting Person HRT FINANCIAL LP · Transaction Code S
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001475597-26-000218 · filed 2026-08-27 · View filing →
Sale of 125 shares at $6.86 per share.
Reporting Person SALVATI MICHAEL · Transaction Code S
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371304 · filed 2026-08-27 · View filing →
Disposition (code F) of 118 shares at $6.31 per share.
Reporting Person Vincent Ron · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001075736-26-000090 · filed 2026-08-27 · View filing →
Disposition (code F) of 118 shares at $6.31 per share.
Reporting Person Vincent Ron · Officer Title Chief Financial Officer · Transaction Code F
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001075736-26-000090 · filed 2026-08-27 · View filing →
Acquisition (code A) of 29 shares at $19.53 per share.
Reporting Person Osada Hiromi · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0000947871-26-000841 · filed 2026-08-27 · View filing →
Acquisition (code A) of 28 shares at $19.53 per share.
Reporting Person Fujisawa Kumi · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0000947871-26-000837 · filed 2026-08-27 · View filing →
Disposition (code F) of 76 shares at $6.31 per share.
Reporting Person Gaylor Douglas Walter · Officer Title Chief Operating Officer · Transaction Code F
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001075736-26-000086 · filed 2026-08-27 · View filing →
Disposition (code F) of 76 shares at $6.31 per share.
Reporting Person Gaylor Douglas Walter · Officer Title Chief Operating Officer · Transaction Code F
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001075736-26-000086 · filed 2026-08-27 · View filing →
Disposition (code F) of 68 shares at $6.31 per share.
Reporting Person KORN JEFFREY G · Officer Title Chief Executive Officer · Transaction Code F
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001075736-26-000088 · filed 2026-08-27 · View filing →
Disposition (code F) of 68 shares at $6.31 per share.
Reporting Person KORN JEFFREY G · Officer Title Chief Executive Officer · Transaction Code F
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001075736-26-000088 · filed 2026-08-27 · View filing →
Purchase of 1 shares at $375 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001437749-26-029078 · filed 2026-08-27 · View filing →
Acquisition (code A) of 14 shares at $19.53 per share.
Reporting Person Tomoyama Shigeki · Officer Title Executive Fellow · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0000947871-26-000843 · filed 2026-08-27 · View filing →
Disposition (code F) of 280 shares at $0.61 per share.
Reporting Person Lindquist Benjamin · Officer Title See Remarks · Transaction Code F
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371715 · filed 2026-08-27 · View filing →
Disposition (code F) of 255 shares at $0.6063 per share.
Reporting Person Cramer Naomi · Officer Title See Remarks · Transaction Code F
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371712 · filed 2026-08-27 · View filing →
Sale of 14 shares at $8.000 per share.
Reporting Person GOTTWALD WILLIAM M · Transaction Code S
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371219 · filed 2026-08-27 · View filing →
Sale of 14 shares at $8.000 per share.
Reporting Person Gottwald James T. · Transaction Code S
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371203 · filed 2026-08-27 · View filing →
Sale of 1 shares at $111.26 per share.
Reporting Person RIOUX PATRICE · Transaction Code S
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001437749-26-029121 · filed 2026-08-27 · View filing →
Sale of 13 shares at $8.000 per share.
Reporting Person GOTTWALD JOHN D · Transaction Code S
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371223 · filed 2026-08-27 · View filing →
Sale of 1 shares at $25.50 per share.
Reporting Person Wieland James · Transaction Code S
Traded Aug 27, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001519822-26-000009 · filed 2026-08-27 · View filing →
Acquisition (code M) of 1,380 shares at $0.005 per share.
Reporting Person RIOUX PATRICE · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001437749-26-029121 · filed 2026-08-27 · View filing →
Acquisition (code A) of 7,941 shares at $0 per share.
Reporting Person HURLSTON MICHAEL E. · Officer Title President and CEO · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001573338-26-000017 · filed 2026-08-27 · View filing →
Acquisition (code A) of 66,764 shares at $0 per share.
Reporting Person HURLSTON MICHAEL E. · Officer Title President and CEO · Transaction Code A
Traded Aug 17, 2026 · Disclosed Aug 27, 2026FILED +10 DAYS
Source: SEC Form 4 · 0001573338-26-000016 · filed 2026-08-27 · View filing →
Acquisition (code A) of 5,138 shares at $0 per share.
Reporting Person Wupen Yuen · Officer Title PRESIDENT, GLOBAL BUS. UNITS · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001489550-26-000007 · filed 2026-08-27 · View filing →
Acquisition (code A) of 1,635 shares at $0 per share.
Reporting Person Kim Jae · Officer Title SVP, GENERAL COUNSEL · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001570465-26-000007 · filed 2026-08-27 · View filing →
Acquisition (code A) of 900 shares at $0 per share.
Reporting Person Chang Eric · Officer Title SEE REMARKS · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001664898-26-000005 · filed 2026-08-27 · View filing →
Acquisition (code A) of 5,005 shares at $0 per share.
Reporting Person Ali Wajid · Officer Title EVP & CHIEF FINANCIAL OFFICER · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001561100-26-000007 · filed 2026-08-27 · View filing →
Acquisition (code A) of 22,760 shares at $0 per share.
Reporting Person Wupen Yuen · Officer Title PRESIDENT, GLOBAL BUS. UNITS · Transaction Code A
Traded Aug 17, 2026 · Disclosed Aug 27, 2026FILED +10 DAYS
Source: SEC Form 4 · 0001489550-26-000006 · filed 2026-08-27 · View filing →
Acquisition (code A) of 15,174 shares at $0 per share.
Reporting Person Retort Vincent · Officer Title SEE REMARKS · Transaction Code A
Traded Aug 17, 2026 · Disclosed Aug 27, 2026FILED +10 DAYS
Source: SEC Form 4 · 0001648256-26-000007 · filed 2026-08-27 · View filing →
Acquisition (code A) of 11,634 shares at $0 per share.
Reporting Person Kim Jae · Officer Title SVP, GENERAL COUNSEL · Transaction Code A
Traded Aug 17, 2026 · Disclosed Aug 27, 2026FILED +10 DAYS
Source: SEC Form 4 · 0001570465-26-000006 · filed 2026-08-27 · View filing →
Acquisition (code A) of 22,760 shares at $0 per share.
Reporting Person Ali Wajid · Officer Title EVP & CHIEF FINANCIAL OFFICER · Transaction Code A
Traded Aug 17, 2026 · Disclosed Aug 27, 2026FILED +10 DAYS
Source: SEC Form 4 · 0001561100-26-000006 · filed 2026-08-27 · View filing →
Acquisition (code M) of 7 shares at $0.0 per share.
Reporting Person Tregillis Cynthia L · Officer Title Chief Legal Officer & Corp Sec · Transaction Code M
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000188 · filed 2026-08-27 · View filing →
Acquisition (code A) of 3,878 shares at $0.0 per share.
Reporting Person Tregillis Cynthia L · Officer Title Chief Legal Officer & Corp Sec · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000188 · filed 2026-08-27 · View filing →
Acquisition (code M) of 9 shares at $0.0 per share.
Reporting Person Tregillis Cynthia L · Officer Title Chief Legal Officer & Corp Sec · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000188 · filed 2026-08-27 · View filing →
Acquisition (code M) of 32 shares at $0.0 per share.
Reporting Person Tan Irving · Officer Title Chief Executive Officer · Transaction Code M
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000187 · filed 2026-08-27 · View filing →
Acquisition (code A) of 16,548 shares at $0.0 per share.
Reporting Person Tan Irving · Officer Title Chief Executive Officer · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000187 · filed 2026-08-27 · View filing →
Acquisition (code M) of 42 shares at $0.0 per share.
Reporting Person Tan Irving · Officer Title Chief Executive Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000187 · filed 2026-08-27 · View filing →
Acquisition (code A) of 6,722 shares at $0.0 per share.
Reporting Person Shihab Ahmed Mohammed · Officer Title Chief Product Officer · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000186 · filed 2026-08-27 · View filing →
Acquisition (code M) of 15 shares at $0.0 per share.
Reporting Person Shihab Ahmed Mohammed · Officer Title Chief Product Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000186 · filed 2026-08-27 · View filing →
Acquisition (code A) of 8,274 shares at $0.0 per share.
Reporting Person Sennesael Kris · Officer Title Chief Financial Officer · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000185 · filed 2026-08-27 · View filing →
Acquisition (code M) of 19 shares at $0.0 per share.
Reporting Person Sennesael Kris · Officer Title Chief Financial Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000185 · filed 2026-08-27 · View filing →
Acquisition (code M) of 9 shares at $0.0 per share.
Reporting Person Gubbi Vidyadhara K · Officer Title Chief of Global Operations · Transaction Code M
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000184 · filed 2026-08-27 · View filing →
Acquisition (code A) of 5,171 shares at $0.0 per share.
Reporting Person Gubbi Vidyadhara K · Officer Title Chief of Global Operations · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000184 · filed 2026-08-27 · View filing →
Acquisition (code M) of 9 shares at $0.0 per share.
Reporting Person Gubbi Vidyadhara K · Officer Title Chief of Global Operations · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000184 · filed 2026-08-27 · View filing →
Acquisition (code A) of 2,068 shares at $0.0 per share.
Reporting Person Feller Brad · Officer Title SVP & Chief Accounting Officer · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000183 · filed 2026-08-27 · View filing →
Acquisition (code M) of 7 shares at $0.0 per share.
Reporting Person Davis Brian Scott · Officer Title Chief Sales & Mrktng Officer · Transaction Code M
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000182 · filed 2026-08-27 · View filing →
Acquisition (code A) of 3,619 shares at $0.0 per share.
Reporting Person Davis Brian Scott · Officer Title Chief Sales & Mrktng Officer · Transaction Code A
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000182 · filed 2026-08-27 · View filing →
Acquisition (code M) of 7 shares at $0.0 per share.
Reporting Person Davis Brian Scott · Officer Title Chief Sales & Mrktng Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001266824-26-000182 · filed 2026-08-27 · View filing →
Disposition (code C) of 1,624 shares at $0 per share.
Reporting Person WALKER JOHN KENT · Officer Title President, Global Affairs, CLO · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371799 · filed 2026-08-27 · View filing →
Acquisition (code C) of 1,624 shares at $0 per share.
Reporting Person WALKER JOHN KENT · Officer Title President, Global Affairs, CLO · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371799 · filed 2026-08-27 · View filing →
Disposition (code C) of 3,669 shares at $0 per share.
Reporting Person Pichai Sundar · Officer Title Chief Executive Officer · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371797 · filed 2026-08-27 · View filing →
Acquisition (code C) of 3,669 shares at $0 per share.
Reporting Person Pichai Sundar · Officer Title Chief Executive Officer · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371797 · filed 2026-08-27 · View filing →
Acquisition (code M) of 408,605 shares at $0.00 per share.
Reporting Person SIMON IRWIN D · Officer Title President and CEO · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005778 · filed 2026-08-27 · View filing →
Acquisition (code M) of 803,563 shares at $0.00 per share.
Reporting Person SIMON IRWIN D · Officer Title President and CEO · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005778 · filed 2026-08-27 · View filing →
Acquisition (code M) of 57,380 shares at $0.00 per share.
Reporting Person Merton Carl A · Officer Title Chief Financial Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005777 · filed 2026-08-27 · View filing →
Acquisition (code M) of 111,072 shares at $0.00 per share.
Reporting Person Merton Carl A · Officer Title Chief Financial Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005777 · filed 2026-08-27 · View filing →
Disposition (code C) of 1,624 shares at $0 per share.
Reporting Person Porat Ruth · Officer Title President and CIO · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371794 · filed 2026-08-27 · View filing →
Disposition (code F) of 1,639 shares at $0 per share.
Reporting Person Porat Ruth · Officer Title President and CIO · Transaction Code F
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371794 · filed 2026-08-27 · View filing →
Acquisition (code C) of 1,624 shares at $0 per share.
Reporting Person Porat Ruth · Officer Title President and CIO · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371794 · filed 2026-08-27 · View filing →
Acquisition (code M) of 50,556 shares at $0.00 per share.
Reporting Person Gendel Mitchell · Officer Title Global General Counsel · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005776 · filed 2026-08-27 · View filing →
Acquisition (code M) of 109,748 shares at $0.00 per share.
Reporting Person Gendel Mitchell · Officer Title Global General Counsel · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005776 · filed 2026-08-27 · View filing →
Acquisition (code M) of 58,204 shares at $0.00 per share.
Reporting Person FALTISCHEK DENISE M · Officer Title Chief Strategy Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005775 · filed 2026-08-27 · View filing →
Acquisition (code M) of 120,017 shares at $0.00 per share.
Reporting Person FALTISCHEK DENISE M · Officer Title Chief Strategy Officer · Transaction Code M
Traded Aug 26, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001171843-26-005775 · filed 2026-08-27 · View filing →
Disposition (code C) of 1,996 shares at $0 per share.
Reporting Person Schindler Philipp · Officer Title SVP, Chief Business Officer · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371788 · filed 2026-08-27 · View filing →
Acquisition (code C) of 1,996 shares at $0 per share.
Reporting Person Schindler Philipp · Officer Title SVP, Chief Business Officer · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371788 · filed 2026-08-27 · View filing →
Disposition (code C) of 1,764 shares at $0 per share.
Reporting Person Ashkenazi Anat · Officer Title SVP, Chief Financial Officer · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371785 · filed 2026-08-27 · View filing →
Acquisition (code C) of 1,764 shares at $0 per share.
Reporting Person Ashkenazi Anat · Officer Title SVP, Chief Financial Officer · Transaction Code C
Traded Aug 25, 2026 · Disclosed Aug 27, 2026
Source: SEC Form 4 · 0001193125-26-371785 · filed 2026-08-27 · View filing →