Tuesday, September 22, 2026 · continued — 421–490 of 635
Acquisition (code A) of 35.833 shares at $40.08 per share.
Reporting Person Shaw Brian D · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001976381-26-000006 · filed 2026-09-22 · View filing →
Purchase of 451 shares at $2.894 per share.
Reporting Persons AJB Investment Fund II, LP · AJB Capital, LLC · Bradley Adam James · Bradley Melinda Hodges · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001536588-26-000033 · filed 2026-09-22 · View filing →
Purchase of 301 shares at $3.9986 per share.
Reporting Person Mink Brook Asset Management LLC · Transaction Code P
Traded Sep 22, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063060 · filed 2026-09-22 · View filing →
Purchase of 30.315 shares at $32.987 per share.
Reporting Person Brossman Douglas S · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0000108985-26-000083 · filed 2026-09-22 · View filing →
Sale of 4 shares at $242.13 per share.
Reporting Person Podbere Burt W. · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code S
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001778610-26-000022 · filed 2026-09-22 · View filing →
Disposition (code F) of 3,989 shares at $0.22 per share.
Reporting Person Farhall Grant · Officer Title SVP, Chief Product Officer · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063038 · filed 2026-09-22 · View filing →
Acquisition (code A) of 21.771 shares at $40.08 per share.
Reporting Person Jones Heather D · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0002022145-26-000006 · filed 2026-09-22 · View filing →
Purchase of 78.923 shares at $10.13 per share.
Reporting Person Monte Mark David · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001213900-26-102137 · filed 2026-09-22 · View filing →
Purchase of 265 shares at $2.905 per share.
Reporting Persons AJB Investment Fund II, LP · AJB Capital, LLC · Bradley Adam James · Bradley Melinda Hodges · Transaction Code P
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001536588-26-000033 · filed 2026-09-22 · View filing →
Disposition (code F) of 3,349 shares at $0.22 per share.
Reporting Person Orlowsky Peter · Officer Title Senior Vice President · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063039 · filed 2026-09-22 · View filing →
Acquisition (code A) of 17.8328 shares at $40.34 per share.
Reporting Person Colter David M · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001675163-26-000008 · filed 2026-09-22 · View filing →
Purchase of 174 shares at $3.9956 per share.
Reporting Person Mink Brook Asset Management LLC · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063060 · filed 2026-09-22 · View filing →
Acquisition (code A) of 59.1208 shares at $11.58 per share.
Reporting Person Klimowich John · Officer Title SEVP & Chief Risk Officer · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001729859-26-000052 · filed 2026-09-22 · View filing →
Disposition (code F) of 2,996 shares at $0.22 per share.
Reporting Person Foca Gene · Officer Title SVP, Chief Marketing Officer · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063044 · filed 2026-09-22 · View filing →
Disposition (code F) of 2,996 shares at $0.22 per share.
Reporting Person Leyden Jennifer · Officer Title Senior Vice President · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063035 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.8891 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.8891 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.8887 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.8846 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.8846 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.88 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.88 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.8799 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.8787 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.87 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.87 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Purchase of 300 shares at $1.87 per share.
Reporting Person RICCARDI CHRIS · Transaction Code P
Traded Sep 16, 2026 · Disclosed Sep 22, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001199835-26-000355 · filed 2026-09-22 · View filing →
Disposition (code F) of 2,393 shares at $0.22 per share.
Reporting Person Kellough Kjelti Wilkes · Officer Title General Counsel · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063036 · filed 2026-09-22 · View filing →
Disposition (code F) of 2,343 shares at $0.22 per share.
Reporting Person Weston Daine Marc · Officer Title Senior Vice President · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063042 · filed 2026-09-22 · View filing →
Purchase of 100 shares at $5.01 per share.
Reporting Person AULT MILTON C III · Transaction Code P
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001214659-26-011872 · filed 2026-09-22 · View filing →
Sale of 2 shares at $244.47 per share.
Reporting Person Podbere Burt W. · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code S
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001778610-26-000022 · filed 2026-09-22 · View filing →
Purchase of 166 shares at $2.926 per share.
Reporting Persons AJB Investment Fund II, LP · AJB Capital, LLC · Bradley Adam James · Bradley Melinda Hodges · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001536588-26-000033 · filed 2026-09-22 · View filing →
Sale of 2 shares at $242.64 per share.
Reporting Person Sentonas Michael · Officer Title PRESIDENT · Transaction Code S
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001968270-26-000015 · filed 2026-09-22 · View filing →
Purchase of 10,100 shares at $0.045 per share.
Reporting Person CTT PHARMACEUTICAL HOLDINGS, INC. · Officer Title CEO · Transaction Code P
Traded Sep 22, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001035422-26-000013 · filed 2026-09-22 · View filing →
Disposition (code F) of 2,023 shares at $0.22 per share.
Reporting Person Gandert Nathaniel · Officer Title SVP, Chief Technology Officer · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063043 · filed 2026-09-22 · View filing →
Purchase of 1 shares at $348.98 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001437749-26-030861 · filed 2026-09-22 · View filing →
Disposition (code F) of 897 shares at $0.22 per share.
Reporting Person Mainardis Kenneth Arrigo · Officer Title Senior Vice President · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063041 · filed 2026-09-22 · View filing →
Disposition (code F) of 872 shares at $0.22 per share.
Reporting Person Mikael Cho · Officer Title Senior Vice President · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063034 · filed 2026-09-22 · View filing →
Disposition (code F) of 809 shares at $0.22 per share.
Reporting Person Hoel Chris · Officer Title Chief Accounting Officer · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063045 · filed 2026-09-22 · View filing →
Disposition (code F) of 635 shares at $0.22 per share.
Reporting Person Mikael Cho · Officer Title Senior Vice President · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063034 · filed 2026-09-22 · View filing →
Acquisition (code A) of 2.7612 shares at $40.14 per share.
Reporting Person Williams John Mogan · Officer Title Senior Vice President · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0002107370-26-000012 · filed 2026-09-22 · View filing →
Disposition (code F) of 404 shares at $0.22 per share.
Reporting Person Teaster Michael · Officer Title SVP, Chief of Staff · Transaction Code F
Traded Sep 20, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063033 · filed 2026-09-22 · View filing →
Purchase of 20 shares at $0.51 per share.
Reporting Person Cacioppo James · Officer Title Chief Executive Officer · Transaction Code P
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001628280-26-063027 · filed 2026-09-22 · View filing →
Acquisition (code A) of 32,960 shares at $0 per share.
Reporting Person Wendel Karen · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043790 · filed 2026-09-22 · View filing →
Acquisition (code A) of 44,016 shares at $0 per share.
Reporting Person Wendel Karen · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043790 · filed 2026-09-22 · View filing →
Acquisition (code A) of 176,887 shares at $0 per share.
Reporting Person Schnitzer Bruce William · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043789 · filed 2026-09-22 · View filing →
Acquisition (code A) of 29,894 shares at $0 per share.
Reporting Person Schnitzer Bruce William · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043789 · filed 2026-09-22 · View filing →
Acquisition (code A) of 188,679 shares at $0 per share.
Reporting Person Schnitzer Bruce William · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043789 · filed 2026-09-22 · View filing →
Acquisition (code A) of 26,828 shares at $0 per share.
Reporting Persons Hicks Mack H. · Hicks Holdings Operating LLC · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043788 · filed 2026-09-22 · View filing →
Acquisition (code A) of 32,960 shares at $0 per share.
Reporting Person CANGANY PETER T JR · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043787 · filed 2026-09-22 · View filing →
Acquisition (code A) of 247,642 shares at $0 per share.
Reporting Person CANGANY PETER T JR · Transaction Code A
Traded Sep 18, 2026 · Disclosed Sep 22, 2026
Source: SEC Form 4 · 0001493152-26-043787 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,169 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Nov 13, 2023 · Disclosed Sep 22, 2026FILED +1044 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 982 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded May 12, 2025 · Disclosed Sep 22, 2026FILED +498 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 769 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Nov 11, 2025 · Disclosed Sep 22, 2026FILED +315 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 851 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Feb 9, 2026 · Disclosed Sep 22, 2026FILED +225 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,005 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded May 12, 2026 · Disclosed Sep 22, 2026FILED +133 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 922 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Feb 12, 2024 · Disclosed Sep 22, 2026FILED +953 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 974 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Mar 29, 2024 · Disclosed Sep 22, 2026FILED +907 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,156 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded May 10, 2024 · Disclosed Sep 22, 2026FILED +865 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,068 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Sep 25, 2024 · Disclosed Sep 22, 2026FILED +727 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,846 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Oct 30, 2024 · Disclosed Sep 22, 2026FILED +692 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 923 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Nov 12, 2024 · Disclosed Sep 22, 2026FILED +679 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,805 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Dec 19, 2024 · Disclosed Sep 22, 2026FILED +642 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 824 shares at $0 per share.
Reporting Person STISKA JOHN · Transaction Code A
Traded Feb 11, 2025 · Disclosed Sep 22, 2026FILED +588 DAYS
Source: SEC Form 4 · 0001437749-26-030985 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,047 shares at $0 per share.
Reporting Person CROTHALL KATHERINE D · Transaction Code A
Traded Sep 25, 2023 · Disclosed Sep 22, 2026FILED +1093 DAYS
Source: SEC Form 4 · 0001437749-26-030984 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,385 shares at $0 per share.
Reporting Person CROTHALL KATHERINE D · Transaction Code A
Traded Nov 12, 2024 · Disclosed Sep 22, 2026FILED +679 DAYS
Source: SEC Form 4 · 0001437749-26-030984 · filed 2026-09-22 · View filing →
Acquisition (code A) of 902 shares at $0 per share.
Reporting Person CROTHALL KATHERINE D · Transaction Code A
Traded Dec 19, 2024 · Disclosed Sep 22, 2026FILED +642 DAYS
Source: SEC Form 4 · 0001437749-26-030984 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,236 shares at $0 per share.
Reporting Person CROTHALL KATHERINE D · Transaction Code A
Traded Feb 11, 2025 · Disclosed Sep 22, 2026FILED +588 DAYS
Source: SEC Form 4 · 0001437749-26-030984 · filed 2026-09-22 · View filing →
Acquisition (code A) of 1,473 shares at $0 per share.
Reporting Person CROTHALL KATHERINE D · Transaction Code A
Traded May 12, 2025 · Disclosed Sep 22, 2026FILED +498 DAYS
Source: SEC Form 4 · 0001437749-26-030984 · filed 2026-09-22 · View filing →
Acquisition (code A) of 652 shares at $0 per share.
Reporting Person CROTHALL KATHERINE D · Transaction Code A
Traded Sep 24, 2025 · Disclosed Sep 22, 2026FILED +363 DAYS
Source: SEC Form 4 · 0001437749-26-030984 · filed 2026-09-22 · View filing →